3,600,000 Shares FINJAN HOLDINGS, INC. (a Delaware corporation) Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 30th, 2017 • Finjan Holdings, Inc. • Patent owners & lessors • New York
Contract Type FiledJune 30th, 2017 Company Industry JurisdictionFinjan Holdings, Inc., a Delaware corporation (the “Company”), confirms its agreement with B. Riley & Co., LLC (the “Underwriter”), with respect to the sale by the Company and the purchase by the Underwriter of an aggregate of 3,600,000 shares (the “Firm Shares”) of the Company’s common stock, $0.0001 par value per share (the “Common Stock”), and up to an additional 540,000 shares of Common Stock to be purchased at the option of the underwriter (the “Option Shares” and, together with the Firm Shares, the “Shares”) . The Shares are described in the Prospectus (as defined below).
3,000,000 Shares WINTRUST FINANCIAL CORPORATION (an Illinois corporation) Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 14th, 2016 • Wintrust Financial Corp • State commercial banks • New York
Contract Type FiledJune 14th, 2016 Company Industry Jurisdiction