Common Contracts
7 similar Underwriting Agreement contracts by Stewardship Financial Corp, Banner Corp, Emclaire Financial Corp, others
STEWARDSHIP FINANCIAL CORPORATION 2,181,818 Shares Common Stock, no par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • April 11th, 2017 • Stewardship Financial Corp • State commercial banks • New York
Stewardship Financial Corporation, a New Jersey corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P., a Delaware limited partnership (the “Underwriter”), an aggregate of 2,181,818 shares (the “Firm Shares”) and, at the election of the Underwriter, up to 327,272 additional shares (the “Optional Shares”) of the common stock, no par value (“Common Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
STEWARDSHIP FINANCIAL CORPORATION [•] Shares Common Stock, no par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • April 5th, 2017 • Stewardship Financial Corp • State commercial banks • New York
Stewardship Financial Corporation, a New Jersey corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P., a Delaware limited partnership (the “Underwriter”), an aggregate of [•] shares (the “Firm Shares”) and, at the election of the Underwriter, up to [•] additional shares (the “Optional Shares”) of the common stock, no par value (“Common Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
9,000,000 Shares of Common Stock and Warrants to Purchase 9,000,000 Shares of Common Stock Quest Resource Holding Corporation Underwriting AgreementUnderwriting Agreement • September 19th, 2014 • Quest Resource Holding Corp • Services-equipment rental & leasing, nec • New York
Quest Resource Holding Corporation, a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters;” in the event that only a sole Underwriter is named on Schedule I hereto, then all references to “Underwriters” shall be deemed to mean and refer to such sole Underwriter), for whom Maxim Group LLC (“Maxim”) is acting as the representative (the “Representative”), an aggregate of 9,000,000 shares (the “Firm Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), warrants to purchase an aggregate of 9,000,000 shares of Common Stock at an exercise price equal to $2.50 per share (each a “Firm Warrant” and collectively, the “Firm Warrants”) and, at the election of the Underwriters, up to 700,000 additional shares (the “Optional Shares”) of the Company’s Common Stock
6,250,000 Shares NORTHEAST BANCORP Common Stock, par value $1.00 per share UNDERWRITING AND PLACEMENT AGREEMENTUnderwriting Agreement • May 16th, 2012 • Northeast Bancorp /Me/ • State commercial banks • New York
Subject to the terms and conditions stated herein, Northeast Bancorp, a Maine corporation (the “Company”), proposes to issue and sell to Sandler O’Neill & Partners, L.P. (referred to herein as the “Underwriter” except as otherwise provided) an aggregate of 5,306,537 shares (the “Firm Shares”), and, at the election of the Underwriter, the Company will issue and sell up to 795,980 additional shares (the “Optional Shares”), in each case, of the Company’s voting common stock, $1.00 par value (the “Voting Common Stock”) and the Company’s non-voting common stock, $1.00 par value (the “Non-Voting Common Stock,” together with the Voting Common Stock, the “Common Stock”). (The Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof are herein collectively called the “Underwritten Shares”.) The Underwriter may elect that all or any portion of the Underwritten Shares issued and sold pursuant to this Agreement shall be Non-Voting Common Stock, subje
86,250,000 Shares Banner Corporation Common Stock par value $0.01 per share Underwriting AgreementUnderwriting Agreement • June 25th, 2010 • Banner Corp • State commercial banks • New York
Banner Corporation, a Washington corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom D. A. Davidson & Co. is acting as representative (the “Representative”), an aggregate of 75,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 11,250,000 additional shares (the “Optional Shares”) of common stock, par value $0.01 per share (“Common Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
SIMMONS FIRST NATIONAL CORPORATION 2,650,000 Shares 1 Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 12th, 2009 • Simmons First National Corp • National commercial banks • Arkansas
Stephens Inc. 111 Center Street Little Rock, Arkansas 72201 as Representative of the several Underwriters named in Schedule I hereto
UNDERWRITING AGREEMENTUnderwriting Agreement • November 3rd, 2009 • Emclaire Financial Corp • National commercial banks • New York
Sandler O’Neill & Partners, L.P., as Representative of the Underwriters named in Schedule I hereto, 919 Third Avenue, 6th Floor, New York, New York 10022
