WELLCHANGE HOLDINGS COMPANY LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • August 19th, 2024 • Wellchange Holdings Co LTD • Services-prepackaged software • New York
Contract Type FiledAugust 19th, 2024 Company Industry Jurisdiction
GENELUX CORPORATION 6,875,000 Shares of Common Stock and Warrants to Purchase 6,875,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 24th, 2024 • GENELUX Corp • Pharmaceutical preparations • New York
Contract Type FiledMay 24th, 2024 Company Industry JurisdictionGenelux Corporation, a corporation organized and existing under the laws of the State of Delaware (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of (i) 6,875,000 shares (the “Firm Shares”) of its common stock, par value $0.001 per share (the “Common Stock”) and (ii) warrants (the “Firm Warrants,” together with the Firm Shares, the “Firm Securities”) to purchase up to 6,875,000 shares of Common Stock in the form set forth in Exhibit A hereto . The Company also proposes to issue and sell to the several Underwriters up to (i) an additional 1,031,250 shares (the “Additional Shares,”) of Common Stock and (ii) additional warrants to purchase an aggregate of 1,031,250 shares of Common Stock (the “Additional Warrants,” and collectively with the Firm Securities and Additional Shares, the “Securities”) at the option of the Underwriters as provided in Section 2
WELLCHANGE HOLDINGS COMPANY LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • March 27th, 2024 • Wellchange Holdings Co LTD • Services-prepackaged software • New York
Contract Type FiledMarch 27th, 2024 Company Industry Jurisdiction
UNDERWRITING AGREEMENT between LIRUM THERAPEUTICS, INC. and THINKEQUITY LLC as Representative of the Several Underwriters LIRUM THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 22nd, 2024 • Lirum Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 22nd, 2024 Company Industry JurisdictionThe undersigned, Lirum Therapeutics, Inc., a corporation formed under the laws of the State of Delaware (collectively with its affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being an affiliate of Lirum Therapeutics, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with ThinkEquity LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as set forth below.
UNDERWRITING AGREEMENT between LIRUM THERAPEUTICS, INC. and THINKEQUITY LLC as Representative of the Several Underwriters LIRUM THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 11th, 2024 • Lirum Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 11th, 2024 Company Industry JurisdictionThe undersigned, Lirum Therapeutics, Inc., a corporation formed under the laws of the State of Delaware (collectively with its affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being an affiliate of Lirum Therapeutics, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with ThinkEquity LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as set forth below.
UNDERWRITING AGREEMENT between LIRUM THERAPEUTICS, INC. and THINKEQUITY LLC as Representative of the Several Underwriters LIRUM THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 2nd, 2024 • Lirum Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 2nd, 2024 Company Industry JurisdictionThe undersigned, Lirum Therapeutics, Inc., a corporation formed under the laws of the State of Delaware (collectively with its affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being an affiliate of Lirum Therapeutics, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with ThinkEquity LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as set forth below.
UNDERWRITING AGREEMENTUnderwriting Agreement • November 30th, 2023 • RoyaLand Co Ltd. • Services-prepackaged software • New York
Contract Type FiledNovember 30th, 2023 Company Industry JurisdictionThe undersigned, The RoyaLand Company Ltd., an exempted company incorporated in Bermuda with limited liability (the “Company”), hereby confirms its agreement (this “Agreement”) with Revere Securities, LLC together with its subsidiaries and affiliates (collectively “Revere,” hereinafter referred to as “you” or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • November 8th, 2023 • WF International Ltd. • Construction - special trade contractors • New York
Contract Type FiledNovember 8th, 2023 Company Industry JurisdictionThe undersigned, WF International Limited, an exempted company incorporated under the laws of the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with The Benchmark Company, LLC and Axiom Capital Management, Inc. (each, the “Representative”, and collectively, the “Representatives”) and with the other underwriters, if any, named on Schedule 1 hereto for which the Representatives are acting as Representative (the Representatives and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • June 30th, 2023 • RoyaLand Co Ltd. • Services-prepackaged software • New York
Contract Type FiledJune 30th, 2023 Company Industry JurisdictionThe undersigned, The RoyaLand Company Ltd., an exempted company incorporated in Bermuda with limited liability (the “Company”), hereby confirms its agreement (this “Agreement”) with Revere Securities, LLC together with its subsidiaries and affiliates (collectively “Revere,” hereinafter referred to as “you” or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • November 4th, 2022 • Brera Holdings PLC • Services-amusement & recreation services • New York
Contract Type FiledNovember 4th, 2022 Company Industry JurisdictionThe undersigned, Brera Holdings PLC, a public limited company incorporated in the Republic of Ireland (the “Company”), hereby confirms its agreement (this “Agreement”) with Revere Securities, LLC together with its subsidiaries and affiliates (collectively “Revere,” hereinafter referred to as “you” or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
REGENCELL BIOSCIENCE HOLDINGS LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • July 20th, 2021 • Regencell Bioscience Holdings LTD • Medicinal chemicals & botanical products • New York
Contract Type FiledJuly 20th, 2021 Company Industry JurisdictionThe undersigned, Regencell Bioscience Holdings Limited, a corporation incorporated under the laws of the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters;”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), (A) an aggregate of 2,300,000 ordinary shares (the “Firm Shares”) par value $0.00001 per share of the Company (“Ordinary Shares”) and (B) at the election of the Representative, (i) up to an additional 345,000 Ordinary Shares (the “Option Shares”, and together with the Firm Shares, the “Shares”). The offering and sale of the Shares contemplated by this Agreement is referred to herein as the “Offering”.
QILIAN INTERNATIONAL HOLDING GROUP LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • December 23rd, 2020 • Qilian International Holding Group LTD • Pharmaceutical preparations • New York
Contract Type FiledDecember 23rd, 2020 Company Industry Jurisdiction
QILIAN INTERNATIONAL HOLDING GROUP LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • December 18th, 2020 • Qilian International Holding Group LTD • Pharmaceutical preparations • New York
Contract Type FiledDecember 18th, 2020 Company Industry Jurisdiction
UNDERWRITING AGREEMENT between VIRIOS THERAPEUTICS, INC. and THINKEQUITY A DIVISION OF FORDHAM FINANCIAL MANAGEMENT, INC. as Representative of the Several Underwriters VIRIOS THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 25th, 2020 • Virios Therapeutics, LLC • Pharmaceutical preparations • New York
Contract Type FiledSeptember 25th, 2020 Company Industry JurisdictionThe undersigned, Virios Therapeutics, Inc., a corporation formed under the laws of the State of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Virios Therapeutics, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with ThinkEquity, a division of Fordham Financial Management, Inc., (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
QILIAN INTERNATIONAL HOLDING GROUP LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • November 27th, 2019 • Qilian International Holding Group LTD • Pharmaceutical preparations • New York
Contract Type FiledNovember 27th, 2019 Company Industry Jurisdiction
INTERPACE DIAGNOSTICS GROUP, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 21st, 2017 Company Industry JurisdictionInterpace Diagnostics Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of: (i) 9,900,000 shares (“Firm Shares”) of the Company’s common stock, $0.01 par value per share (“Shares”), (ii) warrants to purchase 12,500,000 Shares at an exercise price equal to $1.25 per share (“Base Warrants”), and (iii) warrants to purchase 2,600,000 Shares at an exercise price equal to $0.01 per share (“Pre-Funded Warrants”) to the several underwriters (such underwriters, for whom Maxim Group LLC (“Maxim” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Each Firm Share shall be sold together with a Base Warrant to purchase one Share; or, alternatively, each Pre-Funded Warrant shall be sold, in lieu of a Share, together with a Base Warrant to purchase one Share. Such Base Warrants and Pre-Funded Warrants are hereinafter collectively called the “Firm Warrants,” a
AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 40 ORDINARY SHARES, NIS 0.1 PAR VALUE THERAPIX BIOSCIENCES LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • March 20th, 2017 • Therapix Biosciences Ltd. • Pharmaceutical preparations • New York
Contract Type FiledMarch 20th, 2017 Company Industry Jurisdiction
AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 40 ORDINARY SHARES, NIS 0.1 PAR VALUE THERAPIX BIOSCIENCES LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • March 3rd, 2017 • Therapix Biosciences Ltd. • Pharmaceutical preparations • New York
Contract Type FiledMarch 3rd, 2017 Company Industry Jurisdiction
UNDERWRITING AGREEMENT between SURGIVISION, INC. and RODMAN & RENSHAW, LLC as RepresentativeUnderwriting Agreement • August 5th, 2010 • Surgivision Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledAugust 5th, 2010 Company Industry JurisdictionThe undersigned, SurgiVision, Inc., a company formed under the laws of Delaware (the “Company”), hereby confirms its agreement with Rodman & Renshaw, LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNDERWRITING AGREEMENT between SURGIVISION, INC. and CANACCORD GENUITY INC. as RepresentativeUnderwriting Agreement • June 4th, 2010 • Surgivision Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 4th, 2010 Company Industry JurisdictionThe undersigned, SurgiVision, Inc., a company formed under the laws of Delaware (the “Company”), hereby confirms its agreement with Canaccord Genuity Inc. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows: