SRIVARU HOLDING LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • October 28th, 2024 • SRIVARU Holding LTD • Motor vehicles & passenger car bodies • New York
Contract Type FiledOctober 28th, 2024 Company Industry JurisdictionSRIVARU Holding Limited, a Cayman Islands exempted company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of (i) [ ] common units (each a “Common Unit” and collectively, the “Common Units”), with each Common Unit consisting of (A) one ordinary share (each a “Share” and collectively, the “Shares”) of the Company, par value $0.01 per share (the “Ordinary Shares”), and (B) one warrant to purchase one Share (each a “Warrant” and collectively, the “Warrants”), and (ii) [ ] pre-funded units (each a “Pre-Funded Unit” and collectively, the “Pre-Funded Units”), with each Pre-Funded Unit consisting of (A) one pre-funded warrant (each a “Pre-Funded Warrant” and collectively, the “Pre-Funded Warrants”), with each Pre-Funded Warrant exercisable to purchase one Share (the “Pre-Funded Warrant Shares”) at an exercise price of $0.001 per share, and (B) one Warrant to the several underwriters (such underwriters, for whom Maxim Group LLC (“Max
SRIVARU HOLDING LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • October 21st, 2024 • SRIVARU Holding LTD • Motor vehicles & passenger car bodies • New York
Contract Type FiledOctober 21st, 2024 Company Industry JurisdictionSRIVARU Holding Limited, a Cayman Islands exempted company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of (i) [ ] common units (each a “Common Unit” and collectively, the “Common Units”), with each Common Unit consisting of (A) one ordinary share (each a “Share” and collectively, the “Shares”) of the Company, par value $0.01 per share (the “Ordinary Shares”), and (B) one warrant to purchase one Share (each a “Warrant” and collectively, the “Warrants”), and (ii) [ ] pre-funded units (each a “Pre-Funded Unit” and collectively, the “Pre-Funded Units”), with each Pre-Funded Unit consisting of (A) one pre-funded warrant (each a “Pre-Funded Warrant” and collectively, the “Pre-Funded Warrants”), with each Pre-Funded Warrant exercisable to purchase one Share (the “Pre-Funded Warrant Shares”) at an exercise price of $0.001 per share, and (B) one Warrant to the several underwriters (such underwriters, for whom Maxim Group LLC (“Max
SRIVARU HOLDING LIMITED FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • October 11th, 2024 • SRIVARU Holding LTD • Motor vehicles & passenger car bodies • New York
Contract Type FiledOctober 11th, 2024 Company Industry JurisdictionSRIVARU Holding Limited, a Cayman Islands exempted company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of (i) [ ] common units (each a “Common Unit” and collectively, the “Common Units”), with each Common Unit consisting of (A) one ordinary share (each a “Share” and collectively, the “Shares”) of the Company, par value $0.01 per share (the “Ordinary Shares”), and (B) one warrant to purchase one Share (each a “Warrant” and collectively, the “Warrants”), and (ii) [ ] pre-funded units (each a “Pre-Funded Unit” and collectively, the “Pre-Funded Units”), with each Pre-Funded Unit consisting of (A) one pre-funded warrant (each a “Pre-Funded Warrant” and collectively, the “Pre-Funded Warrants”), with each Pre-Funded Warrant exercisable to purchase one Share (the “Pre-Funded Warrant Shares”) at an exercise price of $0.001 per share, and (B) one Warrant to the several underwriters (such underwriters, for whom Maxim Group LLC (“Max
ELATE GROUP, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 12th, 2024 • Elate Group, Inc. • Trucking & courier services (no air) • New York
Contract Type FiledFebruary 12th, 2024 Company Industry JurisdictionThe undersigned, Elate Group, Inc., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below) of the “Underwriters,” and each an “Underwriter”) named in Schedule I hereto for which EF Hutton LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNUSUAL MACHINES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 1st, 2024 • Unusual Machines, Inc. • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledFebruary 1st, 2024 Company Industry JurisdictionUnusual Machines, Inc., a Puerto Rico corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [●] shares (“Shares”) of the Company’s common stock $0.01 par value per share (the “Common Stock”) (each a “Firm Share” and one or more, the “Firm Shares”) to the several underwriters (such underwriters, for whom Dominari Securities LLC (“Dominari” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional [●] Shares (the “Option Shares.” The Company has also agreed to issue to the Representative the Underwriters’ Warrants (as defined in Section 1(c)), which together with the Common Stock underlying such warrants are referred to herein as the “Underwriters’ Securities.” The Firm Shares and the Option Shares, together with the Underwriters’ Se
ELATE GROUP, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 22nd, 2024 • Elate Group, Inc. • Trucking & courier services (no air) • New York
Contract Type FiledJanuary 22nd, 2024 Company Industry JurisdictionThe undersigned, Elate Group, Inc., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below) of the “Underwriters,” and each an “Underwriter”) named in Schedule I hereto for which EF Hutton LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
ELATE GROUP, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 17th, 2024 • Elate Group, Inc. • Trucking & courier services (no air) • New York
Contract Type FiledJanuary 17th, 2024 Company Industry JurisdictionThe undersigned, Elate Group, Inc., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below) of the “Underwriters,” and each an “Underwriter”) named in Schedule I hereto for which EF Hutton LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
ELATE GROUP, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • December 27th, 2023 • Elate Group, Inc. • Trucking & courier services (no air) • New York
Contract Type FiledDecember 27th, 2023 Company Industry JurisdictionThe undersigned, Elate Group, Inc., a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below) of the “Underwriters,” and each an “Underwriter”) named in Schedule I hereto for which EF Hutton, LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
SEQLL INC. (to be renamed Atlantic International Corp.) UNDERWRITING AGREEMENTUnderwriting Agreement • November 7th, 2023 • SeqLL, Inc. • Services-help supply services • New York
Contract Type FiledNovember 7th, 2023 Company Industry JurisdictionThe undersigned, SeqLL Inc. (to be renamed Atlantic International Corp. in connection with the transactions contemplated hereby), a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below) of the “Underwriters,” and each an “Underwriter”) named in Schedule I hereto for which EF Hutton, division of Benchmark Investments, LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • October 27th, 2023 • SeqLL, Inc. • Services-help supply services • New York
Contract Type FiledOctober 27th, 2023 Company Industry JurisdictionThe undersigned, SeqLL Inc. (to be renamed Atlantic International Corp. in connection with the transactions contemplated hereby), a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below) of the “Underwriters,” and each an “Underwriter”) named in Schedule I hereto for which EF Hutton, division of Benchmark Investments, LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • October 18th, 2023 • SeqLL, Inc. • Services-help supply services • New York
Contract Type FiledOctober 18th, 2023 Company Industry Jurisdiction
SHARES of Common Stock, [_____] pre-funded warrants (EXERCISABLE FOR [_____] SHARES of Common Stock) and [_____] Warrants (EXERCISABLE FOR [_____] SHARES OF COMMON STOCK) OF SEQLL INC. (to be renamed Atlantic International Corp.)Underwriting Agreement • August 15th, 2023 • SeqLL, Inc. • Services-help supply services • New York
Contract Type FiledAugust 15th, 2023 Company Industry Jurisdiction
LOGICMARK, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 26th, 2023 • LogicMark, Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledJanuary 26th, 2023 Company Industry JurisdictionLogicMark, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of (i) 10,585,000 common units (each a “Common Unit” and collectively, the “Common Units”), with each Common Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and (B) one warrant to purchase one and one-half Share (each a “Warrant” and collectively, the “Warrants”), and (ii) 3,440,000 pre-funded units (each a “Pre-Funded Unit” and collectively, the “Pre-Funded Units”), with each Pre-Funded Unit consisting of (A) one pre-funded warrant (each a “Pre-Funded Warrant” and collectively, the “Pre-Funded Warrants”), with each Pre-Funded Warrant exercisable to purchase one Share (the “Pre-Funded Warrant Shares”) at an exercise price of $0.001 per share, (B) one Warrant to the several underwriters (such underwriters, for whom Maxim Group L
LOGICMARK, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 13th, 2023 • LogicMark, Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledJanuary 13th, 2023 Company Industry JurisdictionLogicMark, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of (i) [ ] common units (each a “Common Unit” and collectively, the “Common Units”), with each Common Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and (B) one warrant to purchase one and one-half Share (each a “Warrant” and collectively, the “Warrants”), and (ii) [ ] pre-funded units (each a “Pre-Funded Unit” and collectively, the “Pre-Funded Units”), with each Pre-Funded Unit consisting of (A) one pre-funded warrant (each a “Pre-Funded Warrant” and collectively, the “Pre-Funded Warrants”), with each Pre-Funded Warrant exercisable to purchase one Share (the “Pre-Funded Warrant Shares”) at an exercise price of $0.001 per share, (B) one Warrant to the several underwriters (such underwriters, for whom Maxim Group LLC (“Maxim” o
LOGICMARK, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • December 28th, 2022 • LogicMark, Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledDecember 28th, 2022 Company Industry JurisdictionLogicMark, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] units (the “Units”), with each Unit consisting of one share of the Company’s common stock, $0.0001 par value per share (the “Shares”), and one warrant to purchase one Share (the “Warrant”) to the several underwriters (such underwriters, for whom Maxim Group LLC (“Maxim” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Units are hereinafter collectively called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional [ ] Shares (the “Option Shares”) and/or [ ] Warrants (the “Option Warrants”, and together with the Option Shares, the “Option Securities”) on the terms set forth in Section 1(b) hereof. The Firm Securities and the Option Securities are hereinafter collecti
9,800,000 SHARES of Common Stock and 19,600,000 Warrants of QUANERGY SYSTEMS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 3rd, 2022 • Quanergy Systems, Inc. • Motor vehicle parts & accessories • New York
Contract Type FiledNovember 3rd, 2022 Company Industry JurisdictionThe undersigned, Quanergy Systems, Inc. a company incorporated under the laws of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENT between PolarityTE, Inc. and as Representative of the Several UnderwritersUnderwriting Agreement • October 14th, 2022 • Polarityte, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledOctober 14th, 2022 Company Industry JurisdictionThe undersigned, PolarityTE, Inc., a Delaware corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of PolarityTE, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with A.G.P./Alliance Global Partners (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
NOVUSTERRA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 6th, 2022 • Novusterra Inc • Miscellaneous metal ores • New York
Contract Type FiledApril 6th, 2022 Company Industry JurisdictionNovusterra Inc., a Florida corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] units (the “Units”), with each Unit consisting of one share of the Company’s common stock, no par value per share (the “Shares”), and two warrants, each to purchase one Share (the “Warrant”) to the several underwriters (such underwriters, for whom EF Hutton, division of Benchmark Investments, LLC (“EF Hutton” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Units are hereinafter collectively called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional [ ] Shares (the “Option Shares”) and/or [ ] Warrants (the “Option Warrants”, and together with the Units and Option Shares and Option Warrants, the “Offered Units”) on the terms set forth in Section 1(b) hereof. The O
UNDERWRITING AGREEMENTUnderwriting Agreement • March 23rd, 2022 • Aclarion, Inc. • Services-medical laboratories • New York
Contract Type FiledMarch 23rd, 2022 Company Industry JurisdictionThe undersigned, Aclarion, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Aclarion, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
NOVUSTERRA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 16th, 2022 • Novusterra Inc • Miscellaneous metal ores • New York
Contract Type FiledMarch 16th, 2022 Company Industry JurisdictionNovusterra Inc., a Florida corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] units (the “Units”), with each Unit consisting of one share of the Company’s common stock, no par value per share (the “Shares”), and one warrant to purchase two Shares (the “Warrant”) to the several underwriters (such underwriters, for whom EF Hutton, division of Benchmark Investments, LLC (“EF Hutton” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Units are hereinafter collectively called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional [ ] Shares (the “Option Shares”) and/or [ ] Warrants (the “Option Warrants”, and together with the Units and Option Shares and Option Warrants, the “Offered Units”) on the terms set forth in Section 1(b) hereof. The Option
UNDERWRITING AGREEMENTUnderwriting Agreement • March 4th, 2022 • Aclarion, Inc. • Services-medical laboratories • New York
Contract Type FiledMarch 4th, 2022 Company Industry JurisdictionThe undersigned, Aclarion, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Aclarion, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENT between ENVERIC BIOSCIENCES, INC. and as Representative of the Several Underwriters ENVERIC BIOSCIENCES, INC.Underwriting Agreement • February 15th, 2022 • Enveric Biosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 15th, 2022 Company Industry JurisdictionThe undersigned, Enveric BioSciences, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with A.G.P./Alliance Global Partners (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
NOVUSTERRA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 1st, 2022 • Novusterra Inc • Miscellaneous metal ores • New York
Contract Type FiledFebruary 1st, 2022 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • December 27th, 2021 • Nexgel, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledDecember 27th, 2021 Company Industry JurisdictionThe undersigned, NexGel, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of NexGel, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • December 10th, 2021 • Nexgel, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledDecember 10th, 2021 Company Industry JurisdictionThe undersigned, NexGel, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of NexGel, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • November 19th, 2021 • NeuroSense Therapeutics Ltd. • Pharmaceutical preparations • New York
Contract Type FiledNovember 19th, 2021 Company Industry JurisdictionThe undersigned, NeuroSense Therapeutics Ltd., a company incorporated under the laws of Israel (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of NeuroSense Therapeutics Ltd., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • October 20th, 2021 • Lm Funding America, Inc. • Finance services • New York
Contract Type FiledOctober 20th, 2021 Company Industry Jurisdiction
NOVUSTERRA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 30th, 2021 • Novusterra Inc • Miscellaneous metal ores • New York
Contract Type FiledSeptember 30th, 2021 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • August 31st, 2021 • SeqLL, Inc. • Laboratory analytical instruments • New York
Contract Type FiledAugust 31st, 2021 Company Industry JurisdictionThe undersigned, SeqLL Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of SeqLL Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
GROM SOCIAL ENTERPRISES, INC. 2,409,639 UNITS CONSISTING OF 2,409,639 SHARES OF COMMON STOCK AND WARRANTS (EXERCISABLE FOR UP TO 2,409,639 SHARES OF COMMON STOCK) UNDERWRITING AGREEMENTUnderwriting Agreement • June 22nd, 2021 • Grom Social Enterprises, Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledJune 22nd, 2021 Company Industry JurisdictionThe undersigned, Grom Social Enterprises, Inc., a company incorporated under the laws of Florida (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Grom Social Enterprises, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which EF Hutton, division of Benchmark Investments, LLC, is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriters) on the terms and conditions set forth herein.
iMEDIA BRANDS, INC. (Minnesota corporation) Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 10th, 2021 • iMedia Brands, Inc. • Retail-catalog & mail-order houses • New York
Contract Type FiledJune 10th, 2021 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • May 28th, 2021 • SeqLL, Inc. • Laboratory analytical instruments • New York
Contract Type FiledMay 28th, 2021 Company Industry JurisdictionThe undersigned, SeqLL Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of SeqLL Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
1,600,000 UNITS CONSISTING OF 1,600,000 SHARES OF COMMON STOCK AND 1,600,000 WARRANTS (EXERCISABLE FOR 1,600,000 SHAREs) OF DATA STORAGE CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • May 18th, 2021 • Data Storage Corp • Services-computer processing & data preparation • New York
Contract Type FiledMay 18th, 2021 Company Industry JurisdictionThe undersigned, DATA STORAGE CORPORATION, a company incorporated under the laws of Nevada (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of DATA STORAGE CORPORATION, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which MAXIM GROUP LLC is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriters) on the terms and conditions set forth herein.
1,333,334 UNITS CONSISTING OF 1,333,334 SHARES OF COMMON STOCK AND 1,333,334 WARRANTS (EXERCISABLE FOR UP TO 1,333,334 SHARES) OF GAUCHO GROUP HOLDINGS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 18th, 2021 • Gaucho Group Holdings, Inc. • Land subdividers & developers (no cemeteries) • New York
Contract Type FiledFebruary 18th, 2021 Company Industry JurisdictionThe undersigned, Gaucho Group Holdings, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Gaucho Group Holdings, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Kingswood Capital Markets, division of Benchmark Investments, Inc., is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriters) on the terms and conditions set forth herein.
UNITS CONSISTING OF [____] SHARES OF COMMON STOCK AND [____] WARRANTS (EXERCISABLE FOR UP TO [____] SHARES) OF GAUCHO GROUP HOLDINGS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 9th, 2021 • Gaucho Group Holdings, Inc. • Land subdividers & developers (no cemeteries) • New York
Contract Type FiledFebruary 9th, 2021 Company Industry JurisdictionThe undersigned, Gaucho Group Holdings, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Gaucho Group Holdings, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Kingswood Capital Markets, division of Benchmark Investments, Inc., is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriters) on the terms and conditions set forth herein.