FORM OF PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 7th, 2024 • Biolase, Inc • Dental equipment & supplies • New York
Contract Type FiledFebruary 7th, 2024 Company Industry JurisdictionThis letter agreement (the “Agreement”) constitutes the agreement between Lake Street Capital Markets, LLC (“Lake Street”) and Maxim Group LLC (“Maxim”), as placement agents (each a “Placement Agent” and, collectively, the “Placement Agents”) and BIOLASE, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Placement Agents shall serve as exclusive placement agents for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of (i) [ ] common units (each a “Common Unit” and collectively, the “Common Units”), with each Common Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), (B) one Class A warrant to purchase common stock (each a “Class A Warrant” and collectively, the “Class A Warrants”) to purchase one share of Common Stock (the “Class A Warrant Shares”) exercisa
FORM OF PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 31st, 2024 • Biolase, Inc • Dental equipment & supplies • New York
Contract Type FiledJanuary 31st, 2024 Company Industry JurisdictionThis letter agreement (the “Agreement”) constitutes the agreement between Lake Street Capital Markets, LLC (“Lake Street”) and Maxim Group LLC (“Maxim”), as placement agents (each a “Placement Agent” and, collectively, the “Placement Agents”) and BIOLASE, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Placement Agents shall serve as exclusive placement agents for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of (i) [ ] common units (each a “Common Unit” and collectively, the “Common Units”), with each Common Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), (B) one common stock purchase warrant (each a “Warrant” and collectively, the “Warrants”) to purchase one share of Common Stock (the “Warrant Shares”) exercisable immediately and expiring five y
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 2nd, 2023 • Avenue Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 2nd, 2023 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 24th, 2023 • Avenue Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledOctober 24th, 2023 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 29th, 2023 • Nuwellis, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledSeptember 29th, 2023 Company Industry JurisdictionThis letter agreement (the “Agreement”) constitutes the agreement between Lake Street Capital Markets, LLC and Maxim Group LLC, as placement agents (each a “Placement Agent” and, collectively, the “Placement Agents”) and Nuwellis, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Placement Agents shall serve as exclusive placement agents for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of [__] units (each a “Unit” and collectively, the “Units”), with each Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s Series J Convertible Redeemable Preferred Stock, par value $0.0001 per share (the “Series J Preferred Stock”), (B) one warrant (each a “Warrant” and collectively, the “Warrants”) to purchase [one-half of one] share of the Series J Preferred Stock (the “Warrant Shares”) exercisable immediately and expiring three
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 14th, 2023 • Biolase, Inc • Dental equipment & supplies • New York
Contract Type FiledAugust 14th, 2023 Company Industry JurisdictionThis letter agreement (the “Agreement”) constitutes the agreement between Lake Street Capital Markets, LLC (“Lake Street”) and Maxim Group LLC (“Maxim”), as placement agents (each a “Placement Agent” and, collectively, the “Placement Agents”) and BIOLASE, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Placement Agents shall serve as exclusive placement agents for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of (i) [___] common units (each a “Common Unit” and collectively, the “Common Units”), with each Common Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), (B) one common stock purchase warrant (each a “Warrant” and collectively, the “Warrants”) to purchase one share of Common Stock (the “Warrant Shares”) exercisable immediately and expiring five
PLACEMENT AGENCY AGREEMENT March 4, 2015Placement Agency Agreement • March 4th, 2015 • InspireMD, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledMarch 4th, 2015 Company Industry Jurisdiction