GRANITE RIDGE RESOURCES, INC. (a Delaware corporation) 7,100,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 13th, 2023 • Granite Ridge Resources, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledSeptember 13th, 2023 Company Industry Jurisdiction
VELOCITY FINANCIAL, LLC [ ] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 6th, 2020 • Velocity Financial, LLC • Finance services • New York
Contract Type FiledJanuary 6th, 2020 Company Industry Jurisdiction
MERCHANTS BANCORP 5,000,000 Depositary Shares Each Representing a 1/40th Interest in a Share of 6.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 13th, 2019 • Merchants Bancorp • State commercial banks • New York
Contract Type FiledAugust 13th, 2019 Company Industry JurisdictionMerchants Bancorp, an Indiana corporation (the “Company”), confirms its agreement with Morgan Stanley & Co. LLC (“Morgan Stanley”) and UBS Securities LLC (“UBS”), and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Morgan Stanley and UBS are acting as representatives (in such capacity, the “Representatives”), with respect to the sale by the Company, and the purchase by the Underwriters, acting severally and not jointly, of an aggregate of 5,000,000 depositary shares (the “Depositary Shares”), each such depositary share representing ownership of a 1/40th interest in a share of 6.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock, without par value per share, of the Company (“Preferred Stock”), in the respective amounts set forth in Schedule A hereto. Shares of Preferred Stock will be, when issued, deposit
IMMUNOMEDICS, INC. 11,500,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 15th, 2018 • Immunomedics Inc • In vitro & in vivo diagnostic substances • New York
Contract Type FiledJune 15th, 2018 Company Industry Jurisdiction
Eagle Bancorp, Inc. (a Maryland corporation)Underwriting Agreement • August 1st, 2014 • Eagle Bancorp Inc • State commercial banks • New York
Contract Type FiledAugust 1st, 2014 Company Industry JurisdictionEagle Bancorp, Inc. a Maryland corporation (the “Company”), confirms its agreement with Sandler O’Neill + Partners, L.P. (the “Underwriter”) with respect to the issue and sale by the Company, and the purchase by the Underwriter of the principal amount $70,000,000 aggregate principal amount of the Company’s 5.75% Notes due September 1, 2024 (the “Securities”). The Securities are to be issued pursuant to an indenture to be dated as of August 5, 2014 (the “Base Indenture”) between the Company and the Wilmington Trust, National Association, as trustee (the “Trustee”), as supplemented by a first supplemental indenture, to be dated as of August 5, 2014, between the Company and the Trustee (the “First Supplemental Indenture” and, together with the Base Indenture, the “Indenture”).
UNDERWRITING AGREEMENTUnderwriting Agreement • August 27th, 2012 • BNC Bancorp • National commercial banks • New York
Contract Type FiledAugust 27th, 2012 Company Industry JurisdictionBNC Bancorp, a North Carolina corporation (the “Company”), Bank of North Carolina (the “Bank”) and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Sandler O’Neill & Partners, L.P. (“Sandler O’Neill,” and collectively with Merrill Lynch, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof), for whom Merrill Lynch and Sandler O’Neill are acting as Representatives (in such capacity, the “Representatives”), with respect to the sale by the Selling Shareholder and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A of the Company (the “Preferred Stock”) set forth in Schedule A hereto. The aforesaid 31,260 shares of Preferred Stock to be purchased by the Underwriters are referred to
ZOGENIX, INC. 12,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 7th, 2011 • Zogenix, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 7th, 2011 Company Industry JurisdictionZogenix, Inc., a Delaware corporation (the “Company”), confirms its agreement with Leerink Swann LLC (“Leerink”), Wells Fargo Securities, LLC (“Wells Fargo”) and each of the other Underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Leerink and Wells Fargo are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company of 12,000,000 shares (the “Initial Securities”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of Initial Securities set forth in said Exhibit A hereto, and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of the 1,800,000 additiona
ZOGENIX, INC. Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 4th, 2010 • Zogenix, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 4th, 2010 Company Industry Jurisdiction