2,250,000 Shares NEWTEK BUSINESS SERVICES CORP. Common Stock, Par Value $0.02 Per Share Underwriting Agreement Dated as of January 25, 2017Underwriting Agreement • January 30th, 2017 • Newtek Business Services Corp. • New York
Contract Type FiledJanuary 30th, 2017 Company Jurisdiction
2,000,000 Shares NEWTEK BUSINESS SERVICES CORP. Common Stock, Par Value $0.02 Per Share Underwriting Agreement Dated October 8, 2015Underwriting Agreement • October 15th, 2015 • Newtek Business Services Corp. • New York
Contract Type FiledOctober 15th, 2015 Company JurisdictionNewtek Business Services Corp., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “List of the Underwriters”) attached hereto (collectively, the “Underwriters”) an aggregate of 2,000,000 shares (the “Firm Offered Shares”) of its Common Stock, par value $0.02 per share (the “Common Stock”), in accordance with the terms and conditions set forth in this Underwriting Agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional 300,000 shares (the “Optional Offered Shares”) of Common Stock, as provided in Section 2 (the “Purchase, Sale, and Delivery of the Offered Shares”). The Firm Offered Shares and, if and to the extent such option is exercised, the Optional Offered Shares are collectively called the “Offered Shares.” Keefe, Bruyette & Woods, Inc. (“Keefe, Bruyette & Woods”) and Raymond James & Associates, Inc. (“Raymond James”) have agreed to act as re
5,000,000 Shares MeetMe, Inc. Common Stock Underwriting Agreement dated July 23, 2014 JMP SECURITIES LLC Underwriting AgreementUnderwriting Agreement • July 24th, 2014 • MeetMe, Inc. • Services-advertising • New York
Contract Type FiledJuly 24th, 2014 Company Industry Jurisdiction
·] Shares Aastrom Biosciences, Inc. Common Stock (no par value) Underwriting Agreement dated [·], 2013Underwriting Agreement • May 13th, 2013 • Aastrom Biosciences Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 13th, 2013 Company Industry JurisdictionAastrom Biosciences, Inc., a Michigan corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A attached hereto (collectively, the “Underwriters”) an aggregate of [·] shares of its Common Stock, no par value per share (the “Common Stock”), including rights to purchase shares of Series A Junior Participating Cumulative Preferred Stock of the Company, which are attached to all shares of Common Stock (collectively, the “Firm Offered Shares”), in accordance with the terms and conditions set forth in this Underwriting Agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional [·] shares of Common Stock, including rights to purchase shares of Series A Junior Participating Cumulative Preferred Stock of the Company, which are attached to all shares of Common Stock (collectively, the “Optional Offered Shares”), as provided in Section 2 hereof. The Firm Offered Shares and, if and to
6,000,000 Shares Dynex Capital, Inc. Common Stock Underwriting Agreement dated December 14, 2010 JMP SECURITIES LLCUnderwriting Agreement • December 17th, 2010 • Dynex Capital Inc • Real estate investment trusts • New York
Contract Type FiledDecember 17th, 2010 Company Industry Jurisdiction