Common Contracts
15 similar Placement Agent Agreement contracts by China Integrated Energy, Inc., China Valves Technology, Inc, Pacific Asia Petroleum Inc, others
CONFIDENTIAL Authentidate Holding Corp.Placement Agent Agreement • October 13th, 2011 • Authentidate Holding Corp • Services-computer integrated systems design • New York
Standard Contracts
LETTERHEAD OF RODMAN & RENSHAW, LLC]Placement Agent Agreement • April 12th, 2011 • Biolase Technology Inc • Dental equipment & supplies • New York
This letter (the “Agreement”) constitutes the agreement between Rodman & Renshaw, LLC (“Rodman” or the “Placement Agent”) and BIOLASE Technology, Inc. (the “Company”), that Rodman shall serve as the exclusive placement agent for the Company, on a reasonable best efforts basis, in connection with the proposed placement (the “Placement”) of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). The terms of such Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that Rodman would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed and delivered by the Company and the Purchasers in connection with the Placement s
CONFIDENTIAL China Valves Technology, Inc. Attn: Mr. Siping Fang, Chairman. Dear Mr. Fang:Placement Agent Agreement • January 6th, 2011 • China Valves Technology, Inc • Miscellaneous fabricated metal products • New York
This letter (the “Agreement”) constitutes the agreement between Rodman & Renshaw, LLC (“Rodman” or the “Placement Agent”) and China Valves Technology, Inc. (the “Company”), that Rodman shall serve as the exclusive placement agent for the Company, on a reasonable best efforts basis, in connection with the proposed placement (the “Placement”) of registered securities (the “Securities”) of the Company, including 1,000,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock” at a price of $10.00 per Share for aggregate gross proceeds to the Company of approximately $10,000,000 along with short term six month common stock purchase warrants (“Warrants”) to purchase up to, in the aggregate, an additional 250,000 shares of Common Stock at an exercise price of $10.00 per share. The terms of such Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and n
CONFIDENTIALPlacement Agent Agreement • January 4th, 2011 • China Integrated Energy, Inc. • Petroleum refining • New York
This letter (the “Agreement”) constitutes the agreement between Rodman & Renshaw, LLC (“Rodman” or the “Placement Agent”) and China Integrated Energy, Inc. (the “Company”), that Rodman shall serve as the exclusive placement agent for the Company, on a reasonable best efforts basis, in connection with the proposed placement, in one or more tranches, (the “Placement”) of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) and warrants to purchase shares of Common Stock. The terms of such Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that Rodman would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed an
CONFIDENTIALPlacement Agent Agreement • December 29th, 2010 • China Integrated Energy, Inc. • Petroleum refining • New York
This letter (the “Agreement”) constitutes the agreement between Rodman & Renshaw, LLC (“Rodman” or the “Placement Agent”) and China Integrated Energy, Inc. (the “Company”), that Rodman shall serve as the exclusive placement agent for the Company, on a reasonable best efforts basis, in connection with the proposed placement, in one or more tranches, (the “Placement”) of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) and warrants to purchase shares of Common Stock. The terms of such Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that Rodman would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed an
Execution VersionPlacement Agent Agreement • December 23rd, 2010 • CAMAC Energy Inc. • Drilling oil & gas wells • New York
This letter (the “Agreement”) constitutes the agreement between Rodman & Renshaw, LLC (“Rodman” or the “Placement Agent”) and CAMAC Energy Inc. (the “Company”), that Rodman shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), along with common stock purchase warrants (“Warrants”) to purchase Common Stock. The terms of such Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that Rodman would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed and de
STRICTLY CONFIDENTIALPlacement Agent Agreement • March 3rd, 2010 • Pacific Asia Petroleum Inc • Drilling oil & gas wells • New York
STRICTLY CONFIDENTIALPlacement Agent Agreement • February 10th, 2010 • Pacific Asia Petroleum Inc • Drilling oil & gas wells • New York
CONFIDENTIAL China Valves Technology, Inc. Attn: Mr. Siping Fang, Chairman and C.E.O. Dear Mr. Fang:Placement Agent Agreement • December 29th, 2009 • China Valves Technology, Inc • Miscellaneous fabricated metal products • New York
This letter (the “Agreement”) constitutes the agreement between Rodman & Renshaw, LLC (“Rodman” or the “Placement Agent”) and China Valves Technology, Inc. (the “Company”), that Rodman shall serve as the exclusive placement agent for the Company, on a reasonable best efforts basis, in connection with the proposed placement (the “Placement”) of registered securities (the “Securities”) of the Company, including 333,334 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock” at a price of $9.00 per Share for aggregate gross proceeds to the Company of approximately $3,000,000 along with a short term 30-day common stock purchase warrants (“Warrants”) to purchase up to, in the aggregate, an additional $450,000 of Common Stock at a price of $9.00. The terms of such Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that R
CONFIDENTIALPlacement Agent Agreement • November 23rd, 2009 • China Green Agriculture, Inc. • Agricultural chemicals • New York
This letter (the “Agreement”) constitutes the agreement between Rodman & Renshaw, LLC (“Rodman” or the “Placement Agent”) and China Green Agriculture, Inc. (the “Company”), that Rodman shall serve as the exclusive placement agent for the Company, on a reasonable best efforts basis, in connection with the proposed placement (the “Placement”) of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) for aggregate gross proceeds to the Company of approximately $25 million. The terms of such Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that Rodman would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. Provided that the Placement Agent shall place
CONFIDENTIAL Mr. Terren S. Peizer Chairman and Chief Executive Officer Hythiam Inc. 11150 Santa Monica Boulevard Suite 1500 Los Angeles, CA 90025 Dear Mr. Peizer:Placement Agent Agreement • September 18th, 2009 • Hythiam Inc • Services-misc health & allied services, nec • New York
This letter (the “Agreement”) constitutes the agreement between Rodman & Renshaw, LLC (“Rodman” or the “Placement Agent”) and Hythiam Inc. (the “Company”), that Rodman shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) and warrants to purchase shares of Common Stock. The terms of such Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that Rodman would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed and delivered by the Company and the Purcha
CONFIDENTIALPlacement Agent Agreement • September 2nd, 2009 • Pure Bioscience • Miscellaneous chemical products • New York
This letter (the “Agreement”) constitutes the agreement between Rodman & Renshaw, LLC (“Rodman” or the “Placement Agent”) and PURE Bioscience (the “Company”), that Rodman shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock, no par value per share (the “Common Stock”) and warrants to purchase shares of Common Stock. The terms of such Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that Rodman would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed and delivered by the Company and the Purchase
CONFIDENTIAL PacWest Bancorp 10250 Constellation Blvd, Suite 1640 Los Angeles, CA 90067 Dear Sirs:Placement Agent Agreement • August 27th, 2009 • Pacwest Bancorp • National commercial banks • New York
This letter (the “Agreement”) constitutes the agreement between Rodman & Renshaw, LLC (“Rodman” or the “Placement Agent”) and PacWest Bancorp (the “Company”), that Rodman shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement, to close no later than August 28, 2009 (the “Placement”), of registered securities of the Company, consisting of shares (the “Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), warrants to purchase shares of Common Stock (the “Warrants”) and the shares of Common Stock issuable upon exercise of the Warrants (together with the Shares and the Warrants, the “Securities”). The terms of such Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and, collectively, the “Purchasers”) and Rodman shall not, and nothing herein implies that Rodman would, have the power or authority to bind the C
CONFIDENTIAL Avtar Dhillon, MD President and Chairman of the Board Inovio Biomedical CorporationPlacement Agent Agreement • July 30th, 2009 • Inovio Biomedical Corp • Surgical & medical instruments & apparatus • New York
CONFIDENTIAL Hecla Mining CompanyPlacement Agent Agreement • December 11th, 2008 • Hecla Mining Co/De/ • Mining & quarrying of nonmetallic minerals (no fuels) • New York
