Common Contracts
7 similar Underwriting Agreement contracts by TriplePoint Venture Growth BDC Corp., Prospect Capital Corp
TRIPLEPOINT VENTURE GROWTH BDC CORP. 6,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 9th, 2018 • TriplePoint Venture Growth BDC Corp. • New York
TRIPLEPOINT VENTURE GROWTH BDC CORP. 6.75% NOTES DUE 2020 UNDERWRITING AGREEMENTUnderwriting Agreement • August 4th, 2015 • TriplePoint Venture Growth BDC Corp. • New York
TriplePoint Venture Growth BDC Corp., a Maryland corporation (the “Company”), TPVG Advisers LLC, a Delaware limited liability company and a registered investment adviser under the Advisers Act (the “Adviser”), and TPVG Administrator LLC, a Delaware limited liability company (the “Administrator”), each confirms with Keefe, Bruyette & Woods, Inc., Deutsche Bank Securities Inc. and each of the other underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Keefe, Bruyette & Woods, Inc. and Deutsche Bank Securities Inc. are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company of a total of $50,000,000 aggregate principal amount of 6.75% Notes due 2020 of the Company (the “Initial Securities”), and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate princ
Dated: [ ] TRIPLEPOINT VENTURE GROWTH BDC CORP., AS COMPANY TPVG ADVISERS LLC, AS ADVISER AND TPVG ADMINISTRATOR LLC, AS ADMINISTRATOR UNDERWRITING AGREEMENT [SENIOR SECURITIES/SUBORDINATED SECURITIES/WARRANTS TO PURCHASE DEBT SECURITIES]Underwriting Agreement • July 8th, 2015 • TriplePoint Venture Growth BDC Corp. • New York
TRIPLEPOINT VENTURE GROWTH BDC CORP., a Maryland corporation (the “Company”), TPVG ADVISERS LLC, a Delaware limited liability company and a registered investment adviser under the Advisers Act (the “Adviser”), and TPVG ADMINISTRATOR LLC, a Delaware limited liability company (the “Administrator”), each confirms with [ ] and each of the other underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom [ ] are acting as representatives (in such capacities, the “Representatives”), with respect to the issue and sale by the Company of a total of $[ ] aggregate principal amount of senior debt securities (the “Senior Securities”) or subordinated debt securities (the “Subordinated Securities”), or both, or Warrants (the “Debt Warrants”) to purchase Senior Securities or Subordinated Securities, or both, of the Company, and the purchase by the Underwriters, acting severa
Dated: [ ] TRIPLEPOINT VENTURE GROWTH BDC CORP., AS COMPANY TPVG ADVISERS LLC, AS ADVISER AND TPVG ADMINISTRATOR LLC, AS ADMINISTRATOR UNDERWRITING AGREEMENT SHARES OF COMMON STOCKUnderwriting Agreement • July 8th, 2015 • TriplePoint Venture Growth BDC Corp. • New York
TRIPLEPOINT VENTURE GROWTH BDC CORP., a Maryland corporation (the “Company”), TPVG ADVISERS LLC, a Delaware limited liability company and a registered investment adviser under the Advisers Act (the “Adviser”), and TPVG ADMINISTRATOR LLC, a Delaware limited liability company (the “Administrator”), each confirms with [ ] and each of the other underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom [ ] are acting as representatives (in such capacities, the “Representatives”), with respect to the issue and sale by the Company of a total of [ ] shares (the “Initial Securities”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of Initial Securities set forth in said Exhibit A hereto, and with respect to the grant by the Company to the U
TRIPLEPOINT VENTURE GROWTH BDC CORP. Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 22nd, 2014 • TriplePoint Venture Growth BDC Corp. • New York
TriplePoint Venture Growth BDC Corp., a Maryland corporation (the “Company”), TPVG Advisers LLC, a Delaware limited liability company and a registered investment adviser under the Advisers Act (the “Adviser”), and TPVG Administrator LLC, a Delaware limited liability company (the “Administrator”), each confirms with and each of the other underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom are acting as representatives (in such capacities, the “Representatives”), with respect to the issue and sale by the Company of a total of [ ] shares (the “Initial Securities”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of Initial Securities set forth in said Exhibit A hereto, and with respect to the grant by the Company to the Underwrit
TRIPLEPOINT VENTURE GROWTH BDC CORP. ,000 Shares of Common Stock FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • February 24th, 2014 • TriplePoint Venture Growth BDC Corp. • New York
As Representatives of the several Underwriters named in Exhibit A c/o Wells Fargo Securities, LLC 375 Park Avenue New York, New York 10152
Prospect Capital Corporation 3,250,000 Shares 1 Common Stock ($0.001 par value) Underwriting AgreementUnderwriting Agreement • May 30th, 2008 • Prospect Capital Corp • New York
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the number of shares of common stock, $0.001 par value (“Common Stock”), of the Company set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Repres
