Common Contracts
1 similar Client Agreement contracts
CLIENT AGREEMENTClient Agreement • December 7th, 2018 • Devon
To comply with Financial Conduct Authority (FCA) requirements, all Clients and prospective Clients must be aware of the Company’s terms. FCA rules preclude the Company from giving any advice or taking any dealing instructions unless a Client has either been issued with the Company’s Terms of Business or they have signed and returned a Client Agreement. This document is designed for your protection and establishes our relationship. It confirms the financial and stat utory protection that the Company’s FCA membership affords Clients. Additionally, the Company receives regular checks from the FCA, not only to ensure Clients receive best advice but also to make certain that the Company is conducting business within the requirements of the Financial Services and Markets Act 2000. The Company is bound by FCA rules and this Client Agreement is governed by English Law. The contact address for the FCA is: FCA, 25 The North Colonnade, Canary Wharf, London, E14 5HS. www.fca.org.uk
