INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 31st, 2017 • Eq Advisors Trust • New York
Contract Type FiledJanuary 31st, 2017 Company JurisdictionSUB-ADVISORY AGREEMENT, dated as of December 9, 2016, by and between AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (“Manager”), and HS Management Partners, LLC, a limited liability company organized in the State of Delaware (“Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 31st, 2017 • Eq Advisors Trust • New York
Contract Type FiledJanuary 31st, 2017 Company JurisdictionSUB-ADVISORY AGREEMENT, dated as of December 9, 2016, by and between AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (“Manager”), and Polen Capital Management, LLC, a limited liability company organized in the State of Delaware (“Sub-Adviser”).
EQ ADVISORS TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 11th, 2016 • Eq Advisors Trust • New York
Contract Type FiledFebruary 11th, 2016 Company JurisdictionSUB-ADVISORY AGREEMENT, effective as of December 21, 2015 by and between AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (the “Manager”), and QS Investors, LLC, a limited liability company organized in the State of Delaware (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 11th, 2016 • Eq Advisors Trust • New York
Contract Type FiledFebruary 11th, 2016 Company JurisdictionSUB-ADVISORY AGREEMENT, dated as of January 29, 2016, by and between AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (“Manager”), and Vaughan Nelson Investment Management, L.P., a limited partnership organized in the State of Delaware (“Sub-Adviser”).
FORM OF EQ ADVISORS TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 17th, 2015 • Eq Advisors Trust • New York
Contract Type FiledDecember 17th, 2015 Company JurisdictionSUB-ADVISORY AGREEMENT, effective as of [ , 2016], by and between AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (the “Manager”), and QS Investors, LLC, a Delaware limited liability company (“Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 5th, 2015 • Eq Advisors Trust • New York
Contract Type FiledFebruary 5th, 2015 Company JurisdictionAGREEMENT, dated as of June 1, 2014, by and between AXA Equitable Funds Management Group, LLC, a limited liability corporation organized in the State of Delaware (the “Manager”), and Allianz Global Investors U.S. LLC, a limited liability company organized under the laws of the State of Delaware (“Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 5th, 2015 • Eq Advisors Trust • New York
Contract Type FiledFebruary 5th, 2015 Company JurisdictionAGREEMENT, effective as of September 1, 2014 by and between AXA Equitable Funds Management Group, LLC, a limited liability corporation organized in the State of Delaware (the “Manager”), and Loomis, Sayles & Company, L.P., (“Loomis Sayles” or “Sub-Adviser”), a Delaware Partnership.
EQ ADVISORS TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 30th, 2014 Company JurisdictionTHIS AGREEMENT, dated as of June 1, 2014 by and between AXA Equitable Funds Management Group, LLC, a Delaware limited liability company (the “Manager”), and Thornburg Investment Management, Inc. (“Sub-Adviser”), a Delaware corporation.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 30th, 2014 Company JurisdictionAGREEMENT, dated as of June 1, 2014 by and between AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (the “Manager”), and BlackRock Financial Management, Inc., a corporation organized under the laws of the State of Delaware (“Sub-Adviser”).
EQ ADVISORS TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 30th, 2014 Company JurisdictionAGREEMENT, effective as of June 1, 2014, by and between AXA Equitable Funds Management Group, LLC, a limited liability corporation organized in the State of Delaware (the “Manager”), and Scotia Institutional Asset Management US, Ltd (formerly, GCIC US Ltd.), a corporation organized under the laws of the Province of Ontario (“Sub-Adviser”).
EQ ADVISORS TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 30th, 2014 Company JurisdictionAGREEMENT, effective as of June 1, 2014 by and between AXA Equitable Funds Management Group, LLC, a limited liability corporation organized in the State of Delaware (the “Manager”), and Westfield Capital Management Company, LP, a Delaware limited partnership (“Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 30th, 2014 Company JurisdictionAGREEMENT, dated as of June 1, 2014, by and between AXA Equitable Funds Management Group, LLC, a limited liability corporation organized in the State of Delaware (the “Manager”), and Allianz Global Investors U.S. LLC, a limited liability company organized under the laws of the State of Delaware (“Sub-Adviser”).
EQ ADVISORS TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 30th, 2014 Company JurisdictionTHIS AGREEMENT, dated as of April 11, 2014, by and between AXA Equitable Funds Management Group, LLC, a Delaware limited liability company (the “Manager”), and Post Advisory Group, LLC (“Sub-Adviser”), a Delaware limited liability company.
EQ ADVISORS TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 30th, 2014 Company JurisdictionAGREEMENT, dated as of June 1, 2014, by and between AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (the “Manager”), and Knightsbridge Asset Management, LLC (“Sub-Adviser”), a California limited liability company.
EQ ADVISORS TRUST REVISED FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 11th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 11th, 2014 Company JurisdictionAGREEMENT, effective as of June 1, 2014, by and between AXA Equitable Funds Management Group, LLC, a limited liability corporation organized in the State of Delaware (the “Manager”), and Scotia Institutional Asset Management US, Ltd (formerly, GCIC US Ltd.), a corporation organized under the laws of the Province of Ontario (“Sub-Adviser”).
EQ ADVISORS TRUST REVISED FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 11th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 11th, 2014 Company JurisdictionAGREEMENT, effective as of June 1, 2014 by and between AXA Equitable Funds Management Group, LLC, a limited liability corporation organized in the State of Delaware (the “Manager”), and Westfield Capital Management Company, LP, a Delaware limited partnership (“Sub-Adviser”).
EQ ADVISORS TRUST REVISED FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 11th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 11th, 2014 Company JurisdictionAGREEMENT, dated as of June 1, 2014 by and between AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (the “Manager”), and BlackRock Financial Management, Inc., a corporation organized under the laws of the State of Delaware (“Sub-Adviser”).
EQ ADVISORS TRUST REVISED FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 11th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 11th, 2014 Company JurisdictionTHIS AGREEMENT, dated as of June 1, 2014, by and between AXA Equitable Funds Management Group, LLC, a Delaware limited liability company (the “Manager”), and Post Advisory Group, LLC (“Sub-Adviser”), a Delaware limited liability company.
EQ ADVISORS TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 11th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 11th, 2014 Company JurisdictionAGREEMENT, effective as of April 4, 2014 by and between AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (the “Manager”), and Pacific Global Investment Management Company, a corporation organized under the laws of the State of California (“Sub-Adviser”).
EQ ADVISORS TRUST REVISED FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 11th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 11th, 2014 Company JurisdictionAGREEMENT, dated as of June 1, 2014, by and between AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (the “Manager”), and Knightsbridge Asset Management, LLC (“Sub-Adviser”), a California limited liability company.
EQ ADVISORS TRUST REVISED FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 11th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 11th, 2014 Company JurisdictionAGREEMENT, dated as of June 1, 2014, by and between AXA Equitable Funds Management Group, LLC, a limited liability corporation organized in the State of Delaware (the “Manager”), and Allianz Global Investors U.S. LLC, a limited liability company organized under the laws of the State of Delaware (“Sub-Adviser”).
EQ ADVISORS TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 11th, 2014 • Eq Advisors Trust • New York
Contract Type FiledApril 11th, 2014 Company JurisdictionAGREEMENT, dated as of April 4, 2014, by and between AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware (the “Manager”), and Horizon Asset Management, LLC (“Sub-Adviser”), a limited liability company organized in the State of Delaware.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2007 • Firsthand Funds • California
Contract Type FiledApril 30th, 2007 Company JurisdictionAGREEMENT, dated as of November 8, 2005, by and among Firsthand Funds, a Delaware statutory trust which is an investment company registered under the Investment Company Act of 1940, as amended (“Investment Company Act”), Firsthand Capital Management, Inc., a corporation organized under the laws of the State of California (the “Manager”), and Sectoral Asset Management Inc. a corporation organized under the laws of Canada (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 21st, 2005 • Firsthand Funds • California
Contract Type FiledDecember 21st, 2005 Company JurisdictionAGREEMENT, dated as of , 2005, by and among Firsthand Funds, a Delaware statutory trust which is an investment company registered under the Investment Company Act of 1940, as amended (“Investment Company Act”), Firsthand Capital Management, Inc., a corporation organized under the laws of the State of California (the “Manager”), and Sectoral Asset Management Inc. a corporation organized under the laws of Canada (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 21st, 2005 • Firsthand Funds • Massachusetts
Contract Type FiledDecember 21st, 2005 Company JurisdictionAGREEMENT, dated as of , 2005, by and among Firsthand Funds, a Delaware statutory trust which is an investment company registered under the Investment Company Act of 1940, as amended (“Investment Company Act”), Firsthand Capital Management, Inc., a corporation organized under the laws of the State of California (the “Manager”), and Evergreen Investment Management Company, LLC, a limited liability company organized under the laws of the State of Delaware (the “Sub-Adviser”).