Common Contracts
30 similar Underwriting Agreement contracts by Fifth Street Finance Corp, Medley Capital Corp, New Mountain Finance Corp, others
Underwriting AgreementUnderwriting Agreement • July 11th, 2019 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 6,000,000 shares (the “Firm Shares”) of Common Stock, $0.01 par value per share, of the Company (“Stock”). In addition, the Company proposes to sell, at the election of the Representatives, up to an additional 900,000 shares of Stock (the “Optional Shares”). The Firm Shares and the Optional Shares are herein referred to collectively as the “Shares.” If the only firms listed in Schedule I hereto are the Representatives, then any references to the terms “Underwriters” and “Representatives” as used herein shall each be construed to refer to such firms. Further, if only one firm is listed in Schedule I hereto, then any references to the terms “Underwriters” and “Representatives” as used herein shall each be construed to mean “Underwriter” and “Representativ
Underwriting AgreementUnderwriting Agreement • February 13th, 2019 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 3,750,000 shares (the “Firm Shares”) of Common Stock, $0.01 par value per share, of the Company (“Stock”). In addition, the Company proposes to sell, at the election of the Representatives, up to an additional 562,500 shares of Stock (the “Optional Shares”). The Firm Shares and the Optional Shares are herein referred to collectively as the “Shares.”
Underwriting AgreementUnderwriting Agreement • April 4th, 2017 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 5,000,000 shares (the “Firm Shares”) of Common Stock, $0.01 par value per share, of the Company (“Stock”). In addition, the Company proposes to sell, at the election of the Representatives, up to an additional 750,000 shares of Stock (the “Optional Shares”). The Firm Shares and the Optional Shares are herein referred to collectively as the “Shares.”
Underwriting AgreementUnderwriting Agreement • October 25th, 2016 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 5,000,000 shares (the “Firm Shares”) of Common Stock, $0.01 par value per share, of the Company (“Stock”). In addition, the Company proposes to sell, at the election of the Representatives, up to an additional 750,000 shares of Stock (the “Optional Shares”). The Firm Shares and the Optional Shares are herein referred to collectively as the “Shares.”
Underwriting AgreementUnderwriting Agreement • September 22nd, 2015 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 5,000,000 shares (the “Firm Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company. In addition, the Company proposes to sell, at the election of the Representatives, up to an additional 750,000 of Stock of the Company (the “Optional Shares”). The Firm Shares and the Optional Shares are herein referred to collectively as the “Shares.”
Underwriting AgreementUnderwriting Agreement • October 23rd, 2014 • New Mountain Finance Corp • New York
New Mountain Finance Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 5,000,000 shares (the “Firm Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company. In addition, the Company proposes to sell, at the election of the Representatives, up to an additional 750,000 of Stock of the Company (the “Optional Shares”). The Firm Shares and the Optional Shares are herein referred to collectively as the “Shares.”
Underwriting AgreementUnderwriting Agreement • August 26th, 2014 • Medley Capital Corp • New York
Medley Capital Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this underwriting agreement (the “Underwriting Agreement”), to sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 5,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 750,000 additional shares (the “Optional Shares”) of common stock, $0.001 par value per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Shares”).
Underwriting AgreementUnderwriting Agreement • August 15th, 2014 • Fifth Street Senior Floating Rate Corp. • New York
Fifth Street Senior Floating Rate Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 22,800,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 3,420,000 additional shares pursuant to an overallotment option (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Shares”).
Underwriting AgreementUnderwriting Agreement • July 14th, 2014 • Fifth Street Finance Corp. • New York
Fifth Street Finance Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 13,250,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 1,987,500 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Shares”).
Fifth Street Senior Floating Rate Corp. Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • March 31st, 2014 • Fifth Street Senior Floating Rate Corp. • New York
Fifth Street Senior Floating Rate Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of [●] shares (the “Firm Shares”) and, at the election of the Underwriters, up to [●] additional shares pursuant to an overallotment option (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Shares”).
Underwriting AgreementUnderwriting Agreement • February 4th, 2014 • Medley Capital Corp • New York
Medley Capital Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this underwriting agreement (the “Underwriting Agreement”), to sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 6,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 900,000 additional shares (the “Optional Shares”) of common stock, $0.001 par value per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Shares”).
Fifth Street Finance Corp. Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • September 26th, 2013 • Fifth Street Finance Corp. • New York
Fifth Street Finance Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 15,500,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 2,325,000 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Shares”).
Underwriting AgreementUnderwriting Agreement • September 5th, 2013 • Medley Capital Corp • New York
Medley Capital Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this underwriting agreement (the “Underwriting Agreement”), to sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 6,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 900,000 additional shares (the “Optional Shares”) of common stock, $0.001 par value per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Shares”).
FORM OF UNDERWRITING AGREEMENT]Underwriting Agreement • July 11th, 2013 • Fifth Street Senior Floating Rate Corp. • New York
Fifth Street Senior Floating Rate Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of shares (the “Firm Shares”) and, at the election of the Underwriters, up to additional shares pursuant to an overallotment option (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Shares”).
Fifth Street Finance Corp. Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • April 12th, 2013 • Fifth Street Finance Corp • New York
Fifth Street Finance Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 13,500,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 2,025,000 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Shares”).
Form of Underwriting AgreementUnderwriting Agreement • April 11th, 2013 • Medley Capital Corp • New York
Medley Capital Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this underwriting agreement (the “Underwriting Agreement”), to sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 4,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 600,000 additional shares (the “Optional Shares”) of common stock, $0.001 par value per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Shares”).
Fifth Street Finance Corp. $75,000,000 Aggregate Principal Amount of 6.125% Senior Notes due 2028 Underwriting AgreementUnderwriting Agreement • April 2nd, 2013 • Fifth Street Finance Corp • New York
Fifth Street Finance Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), $75,000,000 aggregate principal amount of 6.125% Senior Notes due 2028 (the “Firm Securities”) and, at the election of the Underwriters, up to an additional $11,250,000 aggregate principal amount of 6.125% Senior Notes due 2028 (the “Optional Securities”) of the Company solely to cover overallotments, if any (the Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Securities”).
70,000,000 Aggregate Principal Amount of 7.25% Senior Notes due 2023Underwriting Agreement • February 26th, 2013 • MVC Capital, Inc. • New York
The Company also proposes to issue and sell to the Underwriters not more than an additional $10,500,000 aggregate principal amount of 7.25% Senior Notes due 2023 (the “Additional Notes”) if and to the extent that the Representatives shall have determined to exercise, on behalf of the Underwriters, the right to purchase such notes granted to the Underwriters in Section 3 hereof. The Notes and the Additional Notes are hereinafter collectively referred to as the “Securities.”
Underwriting AgreementUnderwriting Agreement • December 3rd, 2012 • Medley Capital Corp • New York
Medley Capital Corporation, a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated in this underwriting agreement (the “Underwriting Agreement”), to sell to the Underwriters named in Schedule I hereto (the "Underwriters"), an aggregate of 5,000,000 shares (the "Firm Shares") and, at the election of the Underwriters, up to 750,000 additional shares (the "Optional Shares") of common stock, $0.001 par value per share ("Stock"), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the "Shares").
Fifth Street Finance Corp. $75,000,000 Aggregate Principal Amount of 5.875% Senior Notes due 2024 Underwriting AgreementUnderwriting Agreement • October 18th, 2012 • Fifth Street Finance Corp • New York
Fifth Street Finance Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), $75,000,000 aggregate principal amount of 5.875% Senior Notes due 2024 (the “Securities”).
Fifth Street Finance Corp. Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • September 12th, 2012 • Fifth Street Finance Corp • New York
Fifth Street Finance Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 7,500,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 1,125,000 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Shares”).
Underwriting AgreementUnderwriting Agreement • August 23rd, 2012 • Medley Capital Corp • New York
Medley Capital Corporation, a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated in this underwriting agreement (the “Underwriting Agreement”), to sell to the Underwriters named in Schedule I hereto (the "Underwriters"), an aggregate of 5,000,000 shares (the "Firm Shares") and, at the election of the Underwriters, up to 750,000 additional shares (the "Optional Shares") of common stock, $0.001 par value per share ("Stock"), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the "Shares").
Fifth Street Finance Corp. Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • January 25th, 2012 • Fifth Street Finance Corp • New York
Fifth Street Finance Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 10,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 1,500,000 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Shares”). Credit Suisse Securities (USA) LLC shall act as representative of the Underwriters (the “Representative”).
Fifth Street Finance Corp. Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • June 23rd, 2011 • Fifth Street Finance Corp • New York
Fifth Street Finance Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 5,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 750,000 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Shares”).
Fifth Street Finance Corp. Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • February 2nd, 2011 • Fifth Street Finance Corp • New York
Wells Fargo Securities, LLC Morgan Stanley & Co. Incorporated UBS Securities LLC Deutsche Bank Securities Inc. RBC Capital Markets, LLC
Fifth Street Finance Corp. Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • June 18th, 2010 • Fifth Street Finance Corp • New York
Fifth Street Finance Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 8,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 1,200,000 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Shares”).
Fifth Street Finance Corp. Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • January 26th, 2010 • Fifth Street Finance Corp • New York
Fifth Street Finance Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 7,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 1,050,000 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Shares”).
Fifth Street Finance Corp. Common Stock, $0.01 par value per share Underwriting AgreementUnderwriting Agreement • September 23rd, 2009 • Fifth Street Finance Corp • New York
Fifth Street Finance Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 4,800,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 720,000 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called, the “Shares”).
Underwriting AgreementUnderwriting Agreement • July 17th, 2009 • Fifth Street Finance Corp • New York
Fifth Street Finance Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 8,250,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 1,237,500 additional shares (the “Optional Shares”) of Common Stock, $0.01 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Shares”).
FORM OF UNDERWRITING AGREEMENT] Fifth Street Finance Corp. Common Stock, $0.01 par value per shareUnderwriting Agreement • June 6th, 2008 • Fifth Street Finance Corp • New York
On January 2, 2008, Fifth Street Mezzanine Partners III, L.P., a Delaware limited partnership (the "Limited Partnership"), merged with and into the Company pursuant to a certificate of merger filed with the Secretary of State of the State of Delaware in accordance with Section 263 of the General Corporation Law of the State of Delaware (as amended, the "DGCL") and Section 17-211 of the Delaware Revised Uniform Limited Partnership Act (as amended, the "Delaware LP Act"). At such time, the partnership interests of the Limited Partnership were exchanged for 12,480,998 shares of Stock of the Company, pursuant to the Agreement and Plan of Merger dated as of January 2, 2008 (the "Merger Agreement"), between the Company and the Limited Partnership. Such merger, as further described in the Pricing Prospectus (as defined below) under the heading "Merger; Business Development Company and Regulated Investment Company Elections" is hereinafter referred to as the "Merger".
