6,233,766 Shares First Foundation Inc. Common Stock par value $0.001 per share Underwriting AgreementUnderwriting Agreement • August 6th, 2015 • First Foundation Inc. • State commercial banks • New York
Contract Type FiledAugust 6th, 2015 Company Industry JurisdictionFirst Foundation Inc., a California corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), an aggregate of 6,233,766 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 935,065 additional shares (the “Optional Shares”) of the common stock, par value $0.001 per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively referred to herein as, the “Shares”).
Shares FIRST INTERNET BANCORP Common Stock, no par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • November 4th, 2013 • First Internet Bancorp • State commercial banks • New York
Contract Type FiledNovember 4th, 2013 Company Industry JurisdictionFirst Internet Bancorp, an Indiana corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), an aggregate of · shares (the “Firm Shares”) and, at the election of the Underwriters, up to · additional shares (the “Optional Shares”) of the common stock, no par value (“Common Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
3,508,771 Shares Acorn Energy, Inc. Underwriting AgreementUnderwriting Agreement • October 15th, 2013 • Acorn Energy, Inc. • Services-engineering services • New York
Contract Type FiledOctober 15th, 2013 Company Industry JurisdictionAcorn Energy, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters;” in the event that only a sole Underwriter is named on Schedule I hereto, then all references to “Underwriters” shall be deemed to mean and refer to such sole Underwriter), for whom Maxim Group LLC (“Maxim”) is acting as the representative (the “Representative”), an aggregate of 3,508,771 shares (the “Firm Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”), and, at the election of the Underwriters, up to 526,316 additional shares (the “Optional Shares”) of the Company’s Common Stock (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
WSFS Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • August 21st, 2012 • WSFS Financial Corp • National commercial banks • New York
Contract Type FiledAugust 21st, 2012 Company Industry JurisdictionWSFS FINANCIAL CORPORATION, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), $55,000,000 principal amount of its 6.25% Senior Notes (each a “Note” and collectively, the “Notes”). The Notes will be issued pursuant to an Indenture and a supplemental indenture each to be dated as of August 27, 2012 (the “Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
ContractUnderwriting Agreement • November 18th, 2011 • Southern Missouri Bancorp Inc • Savings institutions, not federally chartered • New York
Contract Type FiledNovember 18th, 2011 Company Industry Jurisdiction
ContractUnderwriting Agreement • May 10th, 2011 • Southern Missouri Bancorp Inc • Savings institutions, not federally chartered • New York
Contract Type FiledMay 10th, 2011 Company Industry Jurisdiction
1,125,000 Shares EVANS BANCORP, INC. Common Stock, $0.50 par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • May 12th, 2010 • Evans Bancorp Inc • National commercial banks • New York
Contract Type FiledMay 12th, 2010 Company Industry JurisdictionEvans Bancorp, Inc., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (the “Underwriter”), an aggregate of 1,125,000 shares (the “Firm Shares”) and, at the election of the Underwriter, up to 97,000 additional shares (the “Optional Shares”) of the common stock, par value $0.50 per share (“Common Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
● Shares CAPITAL BANK CORPORATION Common Stock, no par value per share FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • December 4th, 2009 • Capital Bank Corp • State commercial banks • New York
Contract Type FiledDecember 4th, 2009 Company Industry JurisdictionSandler O’Neill & Partners, L.P., as Representative of the Underwriters named in Schedule I hereto, 919 Third Avenue, 6th Floor New York, New York 10022