14,159,265 Shares GOOGLE INC. CLASS A COMMON SHARES, $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • September 8th, 2005 • Google Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledSeptember 8th, 2005 Company Industry Jurisdiction
6,000,000 Shares HEADWATERS INCORPORATED COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • February 24th, 2005 • Headwaters Inc • Miscellaneous products of petroleum & coal • New York
Contract Type FiledFebruary 24th, 2005 Company Industry JurisdictionHeadwaters Incorporated, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) 6,000,000 shares of its common stock, par value $0.001 per share (the “Firm Shares”). Morgan Stanley & Co. Incorporated shall act as representative (the “Representative”) of the several Underwriters.
6,000,000 Shares TERCICA, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • February 7th, 2005 • Tercica Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 7th, 2005 Company Industry JurisdictionTercica, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) 6,000,000 shares of its common stock, par value $0.001 per share (the “Firm Shares”). The Company also proposes to issue and sell to the several Underwriters not more than an additional 900,000 shares of its common stock, par value $0.001 per share (the “Additional Shares”), if and to the extent that you, as managers of the offering, shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares of common stock granted to the Underwriters in Section 2 hereof. The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.” The shares of common stock, par value $0.001 per share, of the Company to be outstanding after giving effect to the sales contemplated hereby are hereinafter referred to as the “Common Stock.”
FORM OF UNDERWRITING AGREEMENT FOR SHARESUnderwriting Agreement • November 2nd, 2004 • Jetblue Airways Corp • Air transportation, scheduled • New York
Contract Type FiledNovember 2nd, 2004 Company Industry Jurisdiction[NAMES OF REPRESENTATIVES] for themselves and as Representatives for the Underwriters named in Schedule I, hereto (the “Representatives”)
18,000,000 Shares Cogent, Inc. COMMON STOCK ($0.001 PAR VALUE) FORM OF UNDERWRITING AGREEMENT September , 2004Underwriting Agreement • September 23rd, 2004 • Cogent, Inc. • Services-computer integrated systems design • New York
Contract Type FiledSeptember 23rd, 2004 Company Industry JurisdictionCogent, Inc., a Delaware corporation (“Cogent, Inc.”), proposes to issue and sell to several Underwriters named in Schedule II hereto (the “Underwriters”) an aggregate of 18,000,000 shares of the common stock, $0.001 par value per share, of Cogent, Inc. (the “Firm Shares”).
Shares ENERSYS Common Stock (Par Value $0.01 Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • July 13th, 2004 • EnerSys • Wholesale-electrical apparatus & equipment, wiring supplies • New York
Contract Type FiledJuly 13th, 2004 Company Industry JurisdictionMorgan Stanley & Co. Incorporated Lehman Brothers Inc. Banc of America Securities LLC William Blair & Company, L.L.C. c/o Morgan Stanley & Co. Incorporated 1585 Broadway New York, New York 10036
6,000,000 Shares JOURNAL COMMUNICATIONS, INC. CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • June 10th, 2004 • Journal Communications Inc • Newspapers: publishing or publishing & printing • New York
Contract Type FiledJune 10th, 2004 Company Industry JurisdictionMorgan Stanley & Co. Incorporated Robert W. Baird & Co. Incorporated Credit Suisse First Boston LLC Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated c/o Morgan Stanley & Co. Incorporated 1585 Broadway New York, New York 10036
BUNGE LIMITED (a Bermuda Company) COMMON SHARES, PAR VALUE US$.01 PER SHARE FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 25th, 2004 • Bunge LTD • Fats & oils • New York
Contract Type FiledMay 25th, 2004 Company Industry JurisdictionCredit Suisse First Boston LLC Morgan Stanley & Co. Incorporated Citigroup Global Markets Inc. Deutsche Bank Securities Inc. Merrill Lynch & Co. Inc.
salesforce.com, inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of shares of the Company’s Common Stock, par value $0.001 (the “Firm...Underwriting Agreement • April 30th, 2004 • Salesforce Com Inc • Services-prepackaged software • New York
Contract Type FiledApril 30th, 2004 Company Industry Jurisdiction
6,000,000 Shares JOURNAL COMMUNICATIONS, INC. CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • April 29th, 2004 • Journal Communications Inc • Newspapers: publishing or publishing & printing • New York
Contract Type FiledApril 29th, 2004 Company Industry Jurisdiction
FORM OF UNDERWRITING AGREEMENT FOR SHARESUnderwriting Agreement • March 2nd, 2004 • Jetblue Airways Corp • Air transportation, scheduled • New York
Contract Type FiledMarch 2nd, 2004 Company Industry Jurisdiction[NAMES OF REPRESENTATIVES] for themselves and as Representatives for the Underwriters named in Schedule I, hereto (the “Representatives”)
Shares TERCICA, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • February 20th, 2004 • Tercica Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 20th, 2004 Company Industry Jurisdiction
Shares TERCICA, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • February 17th, 2004 • Tercica Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 17th, 2004 Company Industry Jurisdiction
7,000,000 Shares LTX CORPORATION COMMON STOCK, PAR VALUE $0.05 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • February 13th, 2004 • LTX Corp • Instruments for meas & testing of electricity & elec signals • New York
Contract Type FiledFebruary 13th, 2004 Company Industry JurisdictionLTX Corporation, a Massachusetts corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) 7,000,000 shares of its Common Stock, par value $0.05 per share (the “Firm Shares”). The Company also proposes to issue and sell to the several Underwriters not more than an additional 1,050,000 shares of its Common Stock, par value $0.05 per share (the “Additional Shares”), if and to the extent that you, as Managers of the offering, shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares of common stock granted to the Underwriters in Section 2 hereof. The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.” The shares of Common Stock, par value $0.05 per share, of the Company to be outstanding after giving effect to the sales contemplated hereby are hereinafter referred to as the “Common Stock.”
SHARES STAKTEK HOLDINGS, INC. COMMON STOCK (PAR VALUE $0.001 PER SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • January 20th, 2004 • Staktek Holdings Inc • Semiconductors & related devices • New York
Contract Type FiledJanuary 20th, 2004 Company Industry JurisdictionStaktek Holdings, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) shares of its common stock, par value $0.001 per share (the “Firm Shares”). The Company also proposes to issue and sell to the several Underwriters not more than an additional shares of its common stock, par value $0.001 per share (the “Additional Shares”), if and to the extent that you, as Managers of the offering, shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares of common stock granted to the Underwriters in Section 2 hereof. The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.” The shares of common stock, par value $0.001 per share, of the Company to be outstanding after giving effect to the sales contemplated hereby are hereinafter referred to as the “Common Stock.”
6,000,000 Shares MONSTER WORLDWIDE, INC. COMMON STOCK, $.001 PAR VALUE UNDERWRITING AGREEMENTUnderwriting Agreement • November 17th, 2003 • Monster Worldwide Inc • Services-advertising agencies • New York
Contract Type FiledNovember 17th, 2003 Company Industry JurisdictionMonster Worldwide, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 6,000,000 shares of the common stock (par value $.001 per share) of the Company (the “Firm Shares”). The Company also proposes to issue and sell to the several Underwriters not more than an additional 900,000 shares of the common stock (par value $.001 per share) of the Company (the “Additional Shares”) if and to the extent that you, as manager of the offering (the “Manager”), shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares of common stock granted to the Underwriters in Section 2 hereof. The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares”. The shares of common stock (par value $.001 per share) of the Company to be outstanding after giving effect to the sales contemplated hereby are hereinafter referred to as
Shares TERCICA, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • November 7th, 2003 • Tercica Inc • Pharmaceutical preparations • New York
Contract Type FiledNovember 7th, 2003 Company Industry Jurisdiction
ON SEMICONDUCTOR CORPORATION 34,800,000 SHARES OF COMMON STOCK ($0.01 PAR VALUE) UNDERWRITING AGREEMENTUnderwriting Agreement • September 18th, 2003 • On Semiconductor Corp • Semiconductors & related devices • New York
Contract Type FiledSeptember 18th, 2003 Company Industry Jurisdiction
Shares JETBLUE AIRWAYS CORPORATION Common Stock (par value $.01 per share) UNDERWRITING AGREEMENTUnderwriting Agreement • July 10th, 2003 • Jetblue Airways Corp • Air transportation, scheduled • New York
Contract Type FiledJuly 10th, 2003 Company Industry JurisdictionMorgan Stanley & Co. Incorporated Raymond James & Associates, Inc. Blaylock & Partners, L.P. c/o Morgan Stanley & Co. Incorporated 1585 Broadway New York, New York 10036
· Shares PREMCOR INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • January 10th, 2003 • Premcor Inc • Petroleum refining • New York
Contract Type FiledJanuary 10th, 2003 Company Industry JurisdictionPremcor Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) · shares of its common stock, par value $0.01 per share (the “Firm Shares”). The Company also proposes to issue and sell to the several Underwriters not more than an additional · shares of its common stock, par value $0.01 per share (the “Additional Shares”), if and to the extent that you, as representatives of the Underwriters, shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares of common stock granted to the Underwriters in Section 2 hereof. The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.” The shares of common stock, par value $0.01 per share, of the Company to be outstanding after giving effect to the sales contemplated hereby are hereinafter referred to as the “Common Stock.”
2,000,000 Shares TRIMERIS, INC. COMMON STOCK, $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • September 17th, 2002 • Trimeris Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledSeptember 17th, 2002 Company Industry JurisdictionTrimeris, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) 2,000,000 shares of its Common Stock, $0.001 par value per share (the “Firm Shares”). The Company also proposes to issue and sell to the several Underwriters not more than an additional 300,000 shares of its Common Stock, $0.001 par value per share, (the “Additional Shares”) if and to the extent that you, as Managers of the offering, shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares of Common Stock granted to the Underwriters in Section 2 hereof. The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.” The shares of Common Stock, $0.001 par value per share, of the Company to be outstanding after giving effect to the sales contemplated hereby are hereinafter referred to as the “Common Stock.”
7,000,000 Shares POLYCOM, INC. COMMON STOCK, $.0005 PAR VALUE UNDERWRITING AGREEMENTUnderwriting Agreement • January 7th, 2002 • Polycom Inc • Computer communications equipment • New York
Contract Type FiledJanuary 7th, 2002 Company Industry JurisdictionThomas Weisel Partners LLC, Morgan Stanley & Co. Incorporated, Goldman Sachs & Co., RBC Dain Rauscher Inc. and Wells Fargo Securities, LLC c/o Thomas Weisel Partners LLC One Montgomery Street, Suite 3700 San Francisco, California 94104