CUE BIOPHARMA, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • December 5th, 2017 • Cue Biopharma, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 5th, 2017 Company Industry JurisdictionThe undersigned, Cue Biopharma, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”), and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”), as follows:
SECOND SIGHT MEDICAL PRODUCTS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 2nd, 2014 • Second Sight Medical Products Inc • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledOctober 2nd, 2014 Company Industry JurisdictionThe undersigned, Second Sight Medical Products, Inc., a California corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”), as follows:
RESONANT INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 16th, 2014 • Resonant Inc • Semiconductors & related devices • New York
Contract Type FiledMay 16th, 2014 Company Industry JurisdictionThe undersigned, Resonant Inc., a Delaware corporation (collectively with its subsidiaries as disclosed or described in the Registration Statement (as hereinafter defined), the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”), as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2014 • Energous Corp • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledMarch 21st, 2014 Company Industry JurisdictionThe undersigned, Energous Corporation, a Delaware corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”), as follows:
IDEAL POWER INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 18th, 2013 • Ideal Power Inc. • Electrical industrial apparatus • New York
Contract Type FiledSeptember 18th, 2013 Company Industry JurisdictionThe undersigned, Ideal Power Inc., a Delaware corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”), as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • February 8th, 2013 • Imprimis Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 8th, 2013 Company Industry JurisdictionThe undersigned, Imprimis Pharmaceuticals, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC, as representative (the “Representative”) and the other underwriters named in Schedule I annexed hereto (hereinafter referred to, collectively, as the “Underwriters” or, individually, as an “Underwriter”) as follows:
IMPRIMIS PHARMACEUTICALS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 26th, 2012 • Imprimis Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledOctober 26th, 2012 Company Industry JurisdictionThe undersigned, Imprimis Pharmaceuticals, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • April 25th, 2012 • Clearsign Combustion Corp • Industrial instruments for measurement, display, and control • New York
Contract Type FiledApril 25th, 2012 Company Industry JurisdictionThe undersigned, Clearsign Combustion Corporation, a Washington corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) and Chardan Capital Markets, LLC (“Chardan”), as the qualified independent underwriter, as follows:
ZBB ENERGY CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • April 10th, 2012 • ZBB Energy Corp • Electric services • New York
Contract Type FiledApril 10th, 2012 Company Industry JurisdictionThe undersigned, ZBB Energy Corporation, a Wisconsin corporation (collectively with its subsidiaries, if any, and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries, if any, or affiliates of the Company, the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”), as follows:
PARAMETRIC SOUND CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • March 16th, 2012 • Parametric Sound Corp • Communications equipment, nec • New York
Contract Type FiledMarch 16th, 2012 Company Industry JurisdictionThe undersigned, Parametric Sound Corporation, a Nevada corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (“MDB”) (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”), as follows:
PARAMETRIC SOUND CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • March 7th, 2012 • Parametric Sound Corp • Communications equipment, nec • New York
Contract Type FiledMarch 7th, 2012 Company Industry JurisdictionThe undersigned, Parametric Sound Corporation, a Nevada corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (“MDB”) and JonesTrading Institutional Services LLC (together hereinafter referred to as “you” (including its correlatives) or the “Underwriters”), as follows:
DAIS ANALYTIC CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • October 13th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
Contract Type FiledOctober 13th, 2011 Company Industry JurisdictionThe undersigned, Dais Analytic Corporation, a New York corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows: