Common Contracts
21 similar Underwriting Agreement contracts by OFS Capital Corp, OFS Credit Company, Inc., OFS Capital, LLC, Suro Capital Corp.
SURO CAPITAL CORPORATION $70,000,000 6.00% Notes due 2026 UNDERWRITING AGREEMENT December 9, 2021Underwriting Agreement • December 10th, 2021 • Suro Capital Corp. • New York
SuRo Capital Corporation, a Maryland corporation (the “Company”), confirms its agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Ladenburg Thalmann & Co. Inc. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of $70,000,000 aggregate principal amount (the “Initial Securities”) of the Company’s 6.00% notes due 2026 (the “Notes”) and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of Initial Securities set forth opposite their respective names in Schedule I hereto and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any part of an additional $10,500,000 aggregate principal amount of the Notes (the “Option Securities”) solely to cover over-allotments, if any, in the sale of the Initial Securities. Th
OFS CAPITAL CORPORATION $50,000,000 4.95% Notes due 2028 UNDERWRITING AGREEMENT October 21, 2021Underwriting Agreement • October 27th, 2021 • OFS Capital Corp • New York
OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Ladenburg Thalmann & Co. Inc. and Goldman Sachs & Co. LLC are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company of $50,000,000 aggregate principal amount (the “Initial Securities”) of the Company’s 4.95% notes due 2028 (the “Notes”) and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of Initial Securities set forth opposite their respective names in Schedule I hereto and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof
OFS CREDIT COMPANY, INC. 800,000 SHARES UNDERWRITING AGREEMENT April 21, 2021Underwriting Agreement • April 28th, 2021 • OFS Credit Company, Inc. • New York
OFS Credit Company, Inc., a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Advisor, the “OFS Entities”), confirm their respective agreements with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Ladenburg Thalmann & Co. Inc. is acting as representative (in such capacity, the “Representative”), with respect to (i) the issuance and sale by the Company of 800,000 shares (the “Firm Shares”) of 6.125% Series C Term Preferred Stock, $0.001 par value per share (the “Preferred Stock”), to the several Underwriters, acting severally and not jointly, of the respective number of Firm Shares set forth opposite their respective names in Schedule I hereto, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the opt
OFS CREDIT COMPANY, INC. 1,025,000 shares of Common Stock (Par Value $0.001 Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • March 29th, 2021 • OFS Credit Company, Inc. • New York
OFS Credit Company, Inc., a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Advisor, the “OFS Entities”), confirm their respective agreements with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom National Securities Corporation is acting as representative (in such capacity, the “Representative”), with respect to (i) the issuance and sale by the Company of 1,025,000 shares (the “Firm Shares”) of common stock, par value $0.001 per share (the “Common Stock”), to the several Underwriters, acting severally and not jointly, of the respective number of Firm Shares set forth opposite their respective names in Schedule I hereto, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Sectio
OFS CAPITAL CORPORATION $25,000,000 4.75% Notes due 2026 UNDERWRITING AGREEMENT March 15, 2021Underwriting Agreement • March 18th, 2021 • OFS Capital Corp • New York
OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Goldman Sachs & Co. LLC is acting as representative (in such capacity, the “Representative”), with respect to the sale by the Company of $25,000,000 aggregate principal amount (the “Securities”) of the Company’s 4.75% notes due 2026 (the “Notes”) and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of Securities set forth opposite their respective names in Schedule I hereto. In the event that only one Underwriter is listed in Schedule I hereto, any references to the “Underwriters” shall be deemed to refer to the sole Underwriter in the singular form listed in such
OFS CAPITAL CORPORATION $100,000,000 4.75% Notes due 2026 UNDERWRITING AGREEMENT February 5, 2021Underwriting Agreement • February 10th, 2021 • OFS Capital Corp • New York
OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Goldman Sachs & Co. LLC and Truist Securities, Inc. are acting as representatives (in such capacity, the “Representatives”), with respect to the sale by the Company of $100,000,000 aggregate principal amount (the “Securities”) of the Company’s 4.75% notes due 2026 (the “Notes”) and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of Securities set forth opposite their respective names in Schedule I hereto.
OFS CAPITAL CORPORATION $25,000,000 6.25% Notes due 2023 UNDERWRITING AGREEMENT September 14, 2020Underwriting Agreement • September 18th, 2020 • OFS Capital Corp • New York
OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Ladenburg Thalmann & Co. Inc. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of $25,000,000 aggregate principal amount (the “Initial Securities”) of the Company’s 6.25% notes due 2023 (the “Notes”) and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of Initial Securities set forth opposite their respective names in Schedule I hereto, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any part of
OFS CAPITAL CORPORATION [ ] Shares of Common Stock FORM OF UNDERWRITING AGREEMENT [Date]Underwriting Agreement • April 8th, 2020 • OFS Capital Corp • New York
OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom [] are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company of [] shares (the “Initial Shares”) of common stock, par value $0.01 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective number of Initial Shares set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any part of an aggregate of additional [] shares of Comm
OFS CAPITAL CORPORATION $[] Aggregate Principal Amount []% [Senior] Notes will be denominated as “senior notes” if we have subordinated debt outstanding at issuance. Notes Due [] FORM OF UNDERWRITING AGREEMENT [Date]Underwriting Agreement • April 8th, 2020 • OFS Capital Corp • New York
OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom [] is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of $[] aggregate principal amount (the “Initial Securities”) of the Company’s []% notes due [] (the “Notes”) and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of Initial Securities set forth opposite their respective names in Schedule I hereto, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any part of an additional $[] aggregate principal
OFS CREDIT COMPANY, INC. [ ] SHARES COMMON STOCK, $0.001 PAR VALUE PER SHARE [FORM OF UNDERWRITING AGREEMENT]Underwriting Agreement • January 7th, 2020 • OFS Credit Company, Inc. • New York
OFS CAPITAL CORPORATION $50,000,000 5.95% Notes due 2026 UNDERWRITING AGREEMENT October 9, 2019Underwriting Agreement • October 15th, 2019 • OFS Capital Corp • New York
OFS CREDIT COMPANY, INC. 800,000 SHARES [•]% SERIES A TERM PREFERRED STOCK, $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENT March [•], 2019Underwriting Agreement • March 15th, 2019 • OFS Credit Company, Inc. • New York
OFS CREDIT COMPANY, INC. 900,000 SHARES [•]% SERIES A TERM PREFERRED STOCK, $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENT March [•], 2019Underwriting Agreement • March 8th, 2019 • OFS Credit Company, Inc. • New York
OFS CAPITAL CORPORATION $43,500,000 6.50% Notes due 2025 UNDERWRITING AGREEMENT October 11, 2018Underwriting Agreement • October 16th, 2018 • OFS Capital Corp • New York
OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Ladenburg Thalmann & Co. Inc. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of $43,500,000 aggregate principal amount (the “Initial Securities”) of the Company’s 6.50% notes due 2025 (the “Notes”) and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of Initial Securities set forth opposite their respective names in Schedule I hereto, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any part of
OFS CREDIT COMPANY, INC. 2,500,000 SHARES COMMON STOCK, $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • October 1st, 2018 • OFS Credit Company, Inc. • New York
OFS Credit Company, Inc., a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Ladenburg Thalmann & Co. Inc. is acting as representative (in such capacity, the “Representative”), with respect to (i) the issuance and sale by the Company of 2,500,000 shares (the “Firm Shares”) of common stock, $0.001 par value per share (the “Common Stock”), to the several Underwriters, acting severally and not jointly, of the respective number of Firm Shares set forth opposite their respective names in Schedule I hereto, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any part of an additional 375,000 shares of Comm
OFS CREDIT COMPANY, INC. [●] SHARES COMMON STOCK, $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • August 9th, 2018 • OFS Credit Company, Inc. • New York
OFS CAPITAL CORPORATION $43,750,000 6.375% Notes due 2025 UNDERWRITING AGREEMENT April 11, 2018Underwriting Agreement • April 16th, 2018 • OFS Capital Corp • New York
OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Ladenburg Thalmann & Co. Inc. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of $43,750,000 aggregate principal amount (the “Initial Securities”) of the Company’s 6.375% notes due 2025 (the “Notes”) and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of Initial Securities set forth opposite their respective names in Schedule I hereto, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any part o
OFS CAPITAL CORPORATION 3,500,000 Shares of Common Stock UNDERWRITING AGREEMENT March 30, 2017Underwriting Agreement • April 4th, 2017 • OFS Capital Corp • New York
OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Morgan Stanley & Co. LLC and UBS Securities LLC are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company of 3,500,000 shares (the “Initial Shares”) of common stock, par value $0.01 per share, of the Company (the “Common Stock”), and the purchase by the Underwriters, acting severally and not jointly, of the respective number of Initial Shares set forth opposite the names of the Underwriters in Schedule I hereto, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any
Aggregate Principal Amount % [Senior]1 Notes Due 20 OFS Capital Corporation FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • December 16th, 2014 • OFS Capital Corp • New York
OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom are acting as representatives (in such capacity, the “Representatives”), with respect to the sale by the Company of $ aggregate principal amount of % [Senior] Notes due 2024 (the “[Senior] Securities”) and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of [Senior] Securities set forth opposite the names of the Underwriters in Schedule I hereto. The Company also proposes to issue and sell to the several Underwriters not more than an additional $ aggregate principal amount of % [Senior] Notes due 20 (the “Additional [Senior] Securities”) if and to the extent that
OFS CAPITAL CORPORATION [ • ] Shares of Common Stock FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • July 24th, 2014 • OFS Capital Corp • New York
OFS CAPITAL CORPORATION [ ¡ ] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 24th, 2012 • OFS Capital, LLC • New York
