FCSTONE GROUP, INC. CHANGE IN CONTROL SEVERANCE PLAN (f/k/a FCStone Group, Inc. Change in Control Agreement) (As amended and restated effective September 1, 2006) SECTION 1 INTRODUCTIONFCStone Group, Inc. • March 24th, 2009 • Commodity contracts brokers & dealers
Company FiledMarch 24th, 2009 Industry
FCSTONE GROUP, INC. CHANGE IN CONTROL SEVERANCE PLAN (f/k/a FCStone Group, Inc. Change in Control Agreement) (As amended and restated effective September 1, 2006) SECTION 1 INTRODUCTIONFCStone Group, Inc. • February 27th, 2007 • Commodity contracts brokers & dealers
Company FiledFebruary 27th, 2007 Industryunder an employee benefit plan of the Company at least 50% of the combined voting power of the securities of the Company or such surviving entity or any parent thereof outstanding immediately after such merger or consolidation, or (y) a merger or consolidation effected to implement a recapitalization of the Company (or similar transaction) in which no Person is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company (not including in the securities beneficially owned by such Person any securities acquired directly from the Company or its Affiliates other than in connection with the acquisition by the Company or its Affiliates of a business) representing 50% or more of the combined voting power of the Company’s then outstanding securities; or