—] Shares of Class A Common Stock (Par Value $0.01 Per Share) PURCHASE AGREEMENT Merrill Lynch, Pierce, Fenner & Smith Incorporated JMP Securities LLC Imperial Capital, LLC as Representatives of the several Underwriters c/o Merrill Lynch, Pierce,...New York • July 28th, 2021
Jurisdiction FiledJuly 28th, 2021Imperial Capital Group, Inc., a Delaware corporation (the “Company”), Imperial Capital Group, LLC, a Delaware limited liability company (“ICG LLC”), and the persons listed in Schedule B hereto (the “Historic Partners”), confirm their respective agreements with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, JMP Securities LLC and Imperial Capital, LLC are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Class A Common Stock, par value