PETRO RIVER OIL CORP. WARRANTSecurities Agreement • February 6th, 2019 • Petro River Oil Corp. • Crude petroleum & natural gas
Contract Type FiledFebruary 6th, 2019 Company IndustryPETRO RIVER OIL CORP., a Delaware corporation (the “Company”), hereby certifies that, for value received, ___________ or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of __________ shares of common stock, $0.00001 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $0.50 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the date that is five years from the date of issuance hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of January 31, 2019, by and among the Company and the Purchasers identified therein (the “Purchase Agreemen
PETRO RIVER OIL CORP. WARRANTSecurities Agreement • November 8th, 2017 • Petro River Oil Corp. • Crude petroleum & natural gas
Contract Type FiledNovember 8th, 2017 Company IndustryPETRO RIVER OIL CORP., a Delaware corporation (the “Company”), hereby certifies that, for value received, PETRO EXPLORATION FUNDING II, LLC or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of 1,250,000 shares of common stock, $0.00001 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $2 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the date that is three years from the date of issuance hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of September 20, 2017, by and among the Company and the Purchasers identified therein (t
PETRO RIVER OIL CORP. WARRANTSecurities Agreement • September 27th, 2017 • Petro River Oil Corp. • Crude petroleum & natural gas
Contract Type FiledSeptember 27th, 2017 Company IndustryPETRO RIVER OIL CORP., a Delaware corporation (the “Company”), hereby certifies that, for value received, PETRO EXPLORATION FUNDING II, LLC or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [1,250,000]shares of common stock, $0.00001 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $____ per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the date that is three years from the date of issuance hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of September __, 2017, by and among the Company and the Purchasers identified therei
PETRO RIVER OIL CORP. WARRANTSecurities Agreement • June 16th, 2017 • Petro River Oil Corp. • Crude petroleum & natural gas
Contract Type FiledJune 16th, 2017 Company IndustryPETRO RIVER OIL CORP., a Delaware corporation (the “Company”), hereby certifies that, for value received, PETRO EXPLORATION FUNDING, LLC or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of 840,336shares of common stock, $0.00001 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $2.38 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the date that is three years from the date of issuance hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of June 13, 2017, by and among the Company and the Purchasers identified therein (the “Purc
SIBLING GROUP HOLDINGS, INC. WARRANTSecurities Agreement • June 16th, 2016 • Sibling Group Holdings, Inc. • Services-educational services • Texas
Contract Type FiledJune 16th, 2016 Company Industry JurisdictionSibling Group Holdings, Inc., a Texas corporation (the “Company”), hereby certifies that, for value received, [NAME] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of twenty-five million (25,000,000) shares of common stock, $[AMOUNT] par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to US$ 0.04 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the date that is three (3) years from the date of issuance hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is issued pursuant to a subscription agreement entered into on February 22, 2016 by and among the Company and the Purchasers identified therein (the “Subscription Agreement”). All such war
SIBLING GROUP HOLDINGS, INC. WARRANTSecurities Agreement • October 23rd, 2015 • Sibling Group Holdings, Inc. • Services-educational services • New York
Contract Type FiledOctober 23rd, 2015 Company Industry JurisdictionSibling Group Holdings, Inc., a Texas corporation (the “Company”), hereby certifies that, for value received, [NAME] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [NUMBER] shares of common stock, $[AMOUNT] par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $[EXERCISE PRICE] per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the date that is [NUMBER OF YEARS] years from the date of issuance hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of February 27, 2015, by and among the Company and the Purchasers identified therein
SIBLING GROUP HOLDINGS, INC. WARRANTSecurities Agreement • October 23rd, 2015 • Sibling Group Holdings, Inc. • Services-educational services • New York
Contract Type FiledOctober 23rd, 2015 Company Industry JurisdictionSibling Group Holdings, Inc., a Texas corporation (the "Company"), hereby certifies that, for value received, Shenzhen City Qianhai Xinshi Education Management Co., Ltd. or its registered assigns (the "Holder"), is entitled to purchase from the Company up to a total of 42,857,143 shares of common stock, $0.0001 par value per share (the "Common Stock"), of the Company (each such share, a "Warrant Share" and all such shares, the "Warrant Shares") at an exercise price equal to $0.07 per share (as adjusted from time to time as provided in Section 9, the "Exercise Price"), at any time and from time to time from and after the date hereof and through and including the date that is five years from the date of issuance hereof (the "Expiration Date"), and subject to the following terms and conditions. This Warrant (this "Warrant") is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of February 27, 2015, by and among the Company and the P
SIBLING GROUP HOLDINGS, INC. WARRANT BSecurities Agreement • October 23rd, 2015 • Sibling Group Holdings, Inc. • Services-educational services • New York
Contract Type FiledOctober 23rd, 2015 Company Industry JurisdictionSibling Group Holdings, Inc., a Texas corporation (the "Company"), hereby certifies that, for value received, Shenzhen City Qianhai Xinshi Education Management Co., Ltd. or its registered assigns (the "Holder"), is entitled to purchase from the Company (a) up to a total 42,857,143 shares of common stock, $0.001 par value per share (the "Common Stock"), of the Company (each such share, a "Warrant Share" and all such shares, the "Warrant Shares") at an exercise price equal to the 5 day volume weighted average price immediately preceding the exercise date (as adjusted from time to time as provided in Section 9, the "Exercise Price"), and (b) only as part of and in connection with the purchase of the Warrant Shares, warrants in the form attached to the Purchase Agreement (as hereinafter defined) as Exhibit A-3 to acquire up to 0.50 shares of Common Stock for each Warrant Share purchased (the "Additional Warrants"), at any time and from time to time from and after the date hereof and throug
SIBLING GROUP HOLDINGS, INC. WARRANTSecurities Agreement • October 23rd, 2015 • Sibling Group Holdings, Inc. • Services-educational services • New York
Contract Type FiledOctober 23rd, 2015 Company Industry JurisdictionSibling Group Holdings, Inc., a Texas corporation (the "Company"), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the "Holder"), is entitled to purchase from the Company up to a total of [ ]1 shares of common stock, $0.001 par value per share (the "Common Stock"), of the Company (each such share, a "Warrant Share" and all such shares, the "Warrant Shares") at an exercise price equal the 5 day volume weighted average price immediately preceding the exercise date of the Warrant B (as adjusted from time to time as provided in Section 9, the "Exercise Price"), at any time and from time to time from and after the date hereof and through and including the fifth anniversary of the date hereof (the "Expiration Date"), and subject to the following terms and conditions. This Warrant (this "Warrant") is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of February 27, 2015, by and among the Company a
SIBLING GROUP HOLDINGS, INC. WARRANTSecurities Agreement • March 16th, 2015 • Shenzhen City Qianhai Xinshi Education Management Co., Ltd. • Services-educational services • New York
Contract Type FiledMarch 16th, 2015 Company Industry JurisdictionSibling Group Holdings, Inc., a Texas corporation (the "Company"), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the "Holder"), is entitled to purchase from the Company up to a total of [ ]1 shares of common stock, $0.001 par value per share (the "Common Stock"), of the Company (each such share, a "Warrant Share" and all such shares, the "Warrant Shares") at an exercise price equal the 5 day volume weighted average price immediately preceding the exercise date of the Warrant B (as adjusted from time to time as provided in Section 9, the "Exercise Price"), at any time and from time to time from and after the date hereof and through and including the fifth anniversary of the date hereof (the "Expiration Date"), and subject to the following terms and conditions. This Warrant (this "Warrant") is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of February 27, 2015, by and among the Company a
Warrant No. 1 Dated: March 6, 2015Securities Agreement • March 16th, 2015 • Shenzhen City Qianhai Xinshi Education Management Co., Ltd. • Services-educational services
Contract Type FiledMarch 16th, 2015 Company IndustrySibling Group Holdings, Inc., a Texas corporation (the "Company"), hereby certifies that, for value received, Shenzhen City Qianhai Xinshi Education Management Co., Ltd. or its registered assigns (the "Holder"), is entitled to purchase from the Company up to a total of 42,857,143 shares of common stock, $0.0001 par value per share (the "Common Stock"), of the Company (each such share, a "Warrant Share" and all such shares, the "Warrant Shares") at an exercise price equal to $0.07 per share (as adjusted from time to time as provided in Section 9, the "Exercise Price"), at any time and from time to time from and after the date hereof and through and including the date that is five years from the date of issuance hereof (the "Expiration Date"), and subject to the following terms and conditions. This Warrant (this "Warrant") is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of February 27, 2015, by and among the Company and the P
SIBLING GROUP HOLDINGS, INC. WARRANT BSecurities Agreement • March 16th, 2015 • Shenzhen City Qianhai Xinshi Education Management Co., Ltd. • Services-educational services
Contract Type FiledMarch 16th, 2015 Company IndustrySibling Group Holdings, Inc., a Texas corporation (the "Company"), hereby certifies that, for value received, Shenzhen City Qianhai Xinshi Education Management Co., Ltd. or its registered assigns (the "Holder"), is entitled to purchase from the Company (a) up to a total 42,857,143 shares of common stock, $0.001 par value per share (the "Common Stock"), of the Company (each such share, a "Warrant Share" and all such shares, the "Warrant Shares") at an exercise price equal to the 5 day volume weighted average price immediately preceding the exercise date (as adjusted from time to time as provided in Section 9, the "Exercise Price"), and (b) only as part of and in connection with the purchase of the Warrant Shares, warrants in the form attached to the Purchase Agreement (as hereinafter defined) as Exhibit A-3 to acquire up to 0.50 shares of Common Stock for each Warrant Share purchased (the "Additional Warrants"), at any time and from time to time from and after the date hereof and throug
PARADIGM HOLDINGS, INC. CLASS B WARRANTSecurities Agreement • March 3rd, 2009 • Paradigm Holdings, Inc • Services-computer integrated systems design • Wyoming
Contract Type FiledMarch 3rd, 2009 Company Industry JurisdictionPARADIGM HOLDINGS, INC., a Wyoming corporation (the “Company”), hereby certifies that, for value received, [_____] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [_____] shares of common stock, $0.01 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $0.0858 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the date that is seven (7) years from the date of issuance hereof (the “Expiration Date”), and subject to the following terms and conditions. This Class B Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Preferred Stock Purchase Agreement, dated as of February 27, 2009 by and among the Company and the Purchasers identified therein (the “Purcha
PARADIGM HOLDINGS, INC. CLASS A WARRANTSecurities Agreement • March 3rd, 2009 • Paradigm Holdings, Inc • Services-computer integrated systems design • Wyoming
Contract Type FiledMarch 3rd, 2009 Company Industry JurisdictionPARADIGM HOLDINGS, INC., a Wyoming corporation (the “Company”), hereby certifies that, for value received, [______] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [_______] shares of common stock, $0.01 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $0.0780 per share (as adjusted from time to time as provided in Section 4 and Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the date that is seven (7) years from the date of issuance hereof, as may be extended pursuant to Section 4 (the “Expiration Date”), and subject to the following terms and conditions. This Class A Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Preferred Stock Purchase Agreement, dated as of February 27, 2009 by and among the
PERFECTENERGY INTERNATIONAL LIMITED WARRANTSecurities Agreement • August 13th, 2007 • Perfectenergy International LTD • Metal mining • New York
Contract Type FiledAugust 13th, 2007 Company Industry JurisdictionPerfectenergy International Limited, a Nevada corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [ ] shares of common stock, $0.001 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $0.95 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the 30 month anniversary of the date hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Purchasers identified therein (the “Purchase Agreement”). All s
LIGHTING SCIENCE GROUP CORPORATION WARRANT BSecurities Agreement • March 12th, 2007 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
Contract Type FiledMarch 12th, 2007 Company Industry JurisdictionLighting Science Group Corporation, a Delaware corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company (a) up to a total of [ ]1 shares of common stock, $0.001 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $0.30 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), and (b) only as part of and in connection with the purchase of the Warrant Shares, warrants in the form attached to the Purchase Agreement (as hereinafter defined) as Exhibit A-3 to acquire up to 0.75 shares of Common Stock for each Warrant Share purchased (the “Additional Warrants”), at any time and from time to time from and after the date hereof and through and including the 90th Trading Day following the Effective Date, but not including the Effective Da
EXHIBIT A-3Securities Agreement • March 12th, 2007 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
Contract Type FiledMarch 12th, 2007 Company Industry JurisdictionLighting Science Group Corporation, a Delaware corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [ ]1 shares of common stock, $0.001 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $0.35 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the fifth anniversary of the date hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Purchasers identified therein (the “Purchase Agreement”). All su
EXHIBIT BSecurities Agreement • February 26th, 2007 • Azco Mining Inc • Metal mining • New York
Contract Type FiledFebruary 26th, 2007 Company Industry JurisdictionAzco Mining, Inc., a Delaware corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [ ]1 shares of common stock, $0.002 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $1.00 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the date that is five years from the date of issuance hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar Warrants issued pursuant to that certain Securities Purchase Agreement, dated as of March 20, 2006, by and among the Company and the Purchasers identified therein (the “Purchase Agreement”) and A
EXHIBIT ASecurities Agreement • February 26th, 2007 • Azco Mining Inc • Metal mining • New York
Contract Type FiledFebruary 26th, 2007 Company Industry JurisdictionAzco Mining, Inc., a Delaware corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [ ]1 shares of common stock, $0.002 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $1.25 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the date that is five years from the date of issuance hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar Warrants issued pursuant to that certain Securities Purchase Agreement, dated as of March 20, 2006, by and among the Company and the Purchasers identified therein (the “Purchase Agreement”) and A
ARENA PHARMACEUTICALS, INC. WARRANTSecurities Agreement • July 6th, 2006 • Arena Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJuly 6th, 2006 Company Industry JurisdictionArena Pharmaceuticals, Inc., a Delaware corporation (the “Company”), hereby certifies that, for value received, Smithfield Fiduciary LLC or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of 829,856 shares of common stock, $0.0001 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $15.49 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the Effective Date (as defined below) and through and including the seven (7) year anniversary of the Effective Date (the “Expiration Date”), and subject to the following terms and conditions.
GLOBAL ePOINT, INC. WARRANT ASecurities Agreement • May 25th, 2006 • Global Epoint Inc • Refrigeration & service industry machinery
Contract Type FiledMay 25th, 2006 Company IndustryGlobal ePoint, Inc., a Nevada corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [ ]1 shares of common stock, $0.03 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $3.58 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the fifth anniversary of the Effective Date (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Purchasers identified therein (the “Purchase Agreement”). All such warrants are
Warrant No. [ ] Dated: May 23, 2006Securities Agreement • May 25th, 2006 • Global Epoint Inc • Refrigeration & service industry machinery
Contract Type FiledMay 25th, 2006 Company IndustryGlobal ePoint, Inc., a Nevada corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [ ]1 shares of common stock, $0.03 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $2.76 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the fifth anniversary of the Effective Date (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Purchasers identified therein (the “Purchase Agreement”). All such warrants are