Common Contracts

Contract

April 23rd, 2018

• Filed
  April 23rd, 2018

This is revised Schedule "H" to the Uniform Type 4 Introducer/Carrier Broker Agreement dated the day of , 20 made between [Name of T4CB] and [Name of T4IB] ("Agreement") in accordance with Rule 35 of the Investment Industry Regulatory Organization of Canada ("IIROC"). On execution and delivery of this instrument the Agreement shall be amended by the deletion of existing Schedule "H" in its entirety and replacement by Schedule "H" in the following terms, subject to compliance with the provisions of Rule 35 and the requirements of IIROC relating to such Rule or the parties.