Common Contracts

Settlement Agreement between the Central Bank of Ireland and LGT Capital Partners (Ireland) Limited

Settlement Agreement • March 31st, 2014

• Contract Type
  Settlement Agreement
• Filed
  March 31st, 2014

The Central Bank of Ireland (the “Central Bank”) has entered into a Settlement Agreement with effect from 28 March 2014 with LGT Capital Partners (Ireland) Limited (the “Firm”), a regulated financial services provider, in relation to contraventions of the European Communities (Capital Adequacy of Investment Firms) Regulations 2006 (S.I. 660 of 2006) (the “Capital Adequacy Regulations”) and the European Communities (Markets in Financial Instruments) Regulations 2007 (S.I. 60 of 2007) (the “MiFID Regulations”).