GLU MOBILE INC. 7,245,000 Shares* Common Stock ($0.0001 par value per share) Underwriting AgreementUnderwriting Agreement • September 12th, 2013 • Glu Mobile Inc • Services-computer programming services • New York
Contract Type FiledSeptember 12th, 2013 Company Industry JurisdictionGlu Mobile Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (collectively, the “Underwriters”) for whom Canaccord Genuity Inc. is acting as representative (in such capacity, the “Representative”), an aggregate of 6,300,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 945,000 additional shares (the “Optional Shares”), of common stock, par value $0.0001 per share, of the Company (“Common Stock”). The Firm Shares and the Optional Shares which the Underwriters elect to purchase pursuant to Section 3 hereof are herein collectively called the “Shares.”
Interest in a Share of Underwriting AgreementUnderwriting Agreement • April 17th, 2013 • Boston Private Financial Holdings Inc • State commercial banks • New York
Contract Type FiledApril 17th, 2013 Company Industry JurisdictionBoston Private Financial Holdings, Inc., a Massachusetts corporation registered as a bank holding company under the Bank Holding Company Act of 1956, as amended (the “BHCA”) (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 2,000,000 depositary shares (the “Shares”), each representing a 1/40th interest in a share of its 6.95% Non-Cumulative Perpetual Preferred Stock, Series D, par value $1.00 per share and liquidation preference $1,000 per share (“Preferred Stock”), of the Company (the Shares and the Preferred Stock being collectively called the “Securities”). The Preferred Stock, when issued, will be deposited against delivery of depositary receipts (the “Depositary Receipts”), which will evidence the Securities and will be issued by Computershare Trust Company, N.A. (the “Depositary”) under a deposit agreement, to be dated April 24, 2013 (the “Deposit Agre
Alexion Pharmaceuticals, Inc. Common Stock Underwriting Agreement May 24, 2012Underwriting Agreement • May 29th, 2012 • Alexion Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMay 29th, 2012 Company Industry JurisdictionAlexion Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 5,000,000 shares (the “Securities”) of Common Stock, $0.0001 par value per share (“Stock”), of the Company.
GlassHouse Technologies, Inc. Common Stock, $0.001 Par Value Per Share Underwriting AgreementUnderwriting Agreement • August 17th, 2011 • GlassHouse Technologies Inc • Services-computer integrated systems design • New York
Contract Type FiledAugust 17th, 2011 Company Industry JurisdictionGlassHouse Technologies, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of shares (the “Firm Shares”) and, at the election of the Underwriters, up to additional shares (the “Optional Shares”) of Common Stock, $0.001 par value per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
Ikaria, Inc. Common Stock ($[ ] par value per share) Underwriting AgreementUnderwriting Agreement • October 27th, 2010 • Ikaria, Inc. • Pharmaceutical preparations • New York
Contract Type FiledOctober 27th, 2010 Company Industry JurisdictionIkaria, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of shares (the “Firm Shares”) and, at the election of the Underwriters, up to additional shares (the “Optional Shares”) of Common Stock, par value $[ ] per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
Solera Holdings, Inc. Common Stock, Par Value $0.01 per share Underwriting AgreementUnderwriting Agreement • November 14th, 2008 • Solera Holdings, Inc • Services-computer programming, data processing, etc. • New York
Contract Type FiledNovember 14th, 2008 Company Industry JurisdictionSolera Holdings, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Goldman, Sachs & Co. (the “Underwriter”) an aggregate of 4,500,000 shares (the “Firm Shares”) and, at the election of the Underwriter, up to 500,000 additional shares (the “Optional Shares”) of Common Stock, par value $0.01 per share (“Stock”) (the Firm Shares and the Optional Shares that the Underwriter elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
InterMune, Inc. Common Stock, par value $0.001 Underwriting AgreementUnderwriting Agreement • September 21st, 2007 • Intermune Inc • Pharmaceutical preparations • New York
Contract Type FiledSeptember 21st, 2007 Company Industry JurisdictionGoldman, Sachs & Co., As representative of the several Underwriters named in Schedule I hereto, c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004
Infinera Corporation Common Stock, par value $0.001 Underwriting AgreementUnderwriting Agreement • May 21st, 2007 • Infinera Corp • Telephone & telegraph apparatus • New York
Contract Type FiledMay 21st, 2007 Company Industry JurisdictionInfinera Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 14,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 2,100,000 additional shares (the “Optional Shares”) of common stock, par value $0.001 (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
Underwriting AgreementUnderwriting Agreement • January 18th, 2007 • Trimas Corp • Metal forgings & stampings • New York
Contract Type FiledJanuary 18th, 2007 Company Industry JurisdictionTriMas Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of ........ shares (the “Firm Shares”) and, at the election of the Underwriters, up to ........ additional shares (the “Optional Shares”) of Common Stock, par value $0.01 per share (“Stock”) of the Company, (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).