AQUA METALS, inc. 4,500,000 SHARES OF COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • January 17th, 2019 • Aqua Metals, Inc. • Secondary smelting & refining of nonferrous metals • New York
Contract Type FiledJanuary 17th, 2019 Company Industry JurisdictionAqua Metals, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to National Securities Corporation (the “Underwriter”), an aggregate of 4,500,000 authorized but unissued shares (the “Firm Shares”) and, at the election of the Underwriter, up to 675,000 additional shares (the “Additional Shares”), in each case of common stock, par value $0.001 per share (the “Common Stock”) of the Company, in an offering under its registration statement on Form S-3 (File No. 333-213501) (the Firm Shares and the Additional Shares being collectively called the “Shares”).
AQUA METALS, inc. 2,000,000 SHARES OF COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • November 16th, 2016 • Aqua Metals, Inc. • Secondary smelting & refining of nonferrous metals • New York
Contract Type FiledNovember 16th, 2016 Company Industry JurisdictionAqua Metals, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to National Securities Corporation (the “Underwriter”), an aggregate of 2,000,000 authorized but unissued shares (the “Firm Shares”) and, at the election of the Underwriter, up to 300,000 additional shares (the “Additional Shares”), in each case of common stock, par value $0.001 per share (the “Common Stock”) of the Company, in an offering under its registration statement on Form S-3 (File No. 333-213501) (the Firm Shares and the Additional Shares being collectively called the “Shares”).
VOLITIONRX LIMITED [•] SHARES OF COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • February 4th, 2015 • Volitionrx LTD • In vitro & in vivo diagnostic substances • New York
Contract Type FiledFebruary 4th, 2015 Company Industry JurisdictionVolitionRX Limited, a Delaware corporation (the “Company”) proposes, subject to the terms and conditions stated herein, to issue and sell to National Securities Corporation and Lake Street Capital Markets, LLC and each of the other Underwriters named in Schedule VII hereto, if any (each, an “Underwriter” and collectively, the “Underwriters”), an aggregate of [•] fully paid shares (the “Firm Shares”) and, at the election of the Underwriters, up to [•] shares (the “Additional Shares” and together with the Firm Shares, the “Securities”) of the Company’s $0.001 par value common stock (the “Common Stock”).