Common Contracts
1 similar Placement Agent Engagement Agreement contracts
MODEL PLACEMENT AGENT ENGAGEMENT AGREEMENTS (for Placements of Municipal Securities)Placement Agent Engagement Agreement • February 19th, 2019
This Model Placement Agent Engagement Agreement (the “Agreement”) is intended for use by brokers, dealers, and municipal securities dealers acting as a placement agent (the “Placement Agent”) to assist the issuer of the securities identified in the Agreement (the “Issuer”) of municipal securities whether tax-exempt or taxable (the “Bonds”),1 in placement of the Bonds with one or more purchasers. This Agreement addresses the agreement for services as placement agent between the Issuer and Placement Agent. It does not address the terms of purchase and sale of the Bonds between the Issuer and Purchasers. This Agreement does not apply in circumstances in which the Placement Agent will purchase the Bonds for resale.2 This Agreement does not apply in circumstances in which the placement is of instruments or obligations that are not securities as defined in Securities Act Section 2(a)(1). This Agreement may also be used in circumstances in which doubt exists as to whether the instruments or o
