CONVERTIBLE LOAN AGREEMENT by and among Hickok Incorporated, an Ohio corporation, as Borrower, and Roundball LLC, an Ohio limited liability company, and, The Aplin Family Trust as Lenders December 30, 2011 CONVERTIBLE LOAN AGREEMENTConvertible Loan Agreement • January 5th, 2012 • Hickok Inc • Industrial instruments for measurement, display, and control • Ohio
Contract Type FiledJanuary 5th, 2012 Company Industry JurisdictionTHIS CONVERTIBLE LOAN AGREEMENT ("Agreement"), dated as of December 30, 2011, is made by and among Hickok Incorporated, an Ohio corporation ("Borrower"), Roundball LLC, an Ohio limited liability company ("Roundball"), the Aplin Family Trust (the "Aplin Trust," and, together with Roundball, "Lenders," and each individually, a "Lender"), and solely with respect to Section 3 hereof, Robert L. Bauman ("Existing Lender").
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 5th, 2012 • Hickok Inc • Industrial instruments for measurement, display, and control • Ohio
Contract Type FiledJanuary 5th, 2012 Company Industry JurisdictionThis Registration Rights Agreement (this "Agreement") is made as of this 30th day of December, 2011, by and among Hickok Incorporated, an Ohio corporation (together with any successor thereto, the "Company"), Roundball LLC, an Ohio limited liability company ("Roundball") and The Aplin Family Trust (the "Alpin Trust," and together with Roundball, the "Investors").
EMPLOYMENT AGREEMENTEmployment Agreement • January 5th, 2012 • Hickok Inc • Industrial instruments for measurement, display, and control • Ohio
Contract Type FiledJanuary 5th, 2012 Company Industry JurisdictionTHIS EMPLOYMENT Agreement (this "Agreement") is dated as of ________January 3, ___, 20112 (the "Effective Date"), between Hickok Incorporated, an Ohio corporation (the "Company") and _____________Patrick R Bauman ("Employee").
VOTING AGREEMENTVoting Agreement • January 5th, 2012 • Hickok Inc • Industrial instruments for measurement, display, and control • Ohio
Contract Type FiledJanuary 5th, 2012 Company Industry JurisdictionThis VOTING AGREEMENT (this "Agreement") is entered into as of December 30 2011, among Hickok Incorporated, an Ohio corporation (the "Company"), Roundball LLC, an Ohio limited liability company ("Roundball"), the Aplin Family Trust ("Aplin," and together with Roundball, the "Noteholders"), Gretchen L. Hickok, Janet H. Slade, and Robert L. Bauman (the "Class B Shareholders," and, together with the Noteholders, the "Shareholders").
ContractHickok Inc • January 5th, 2012 • Industrial instruments for measurement, display, and control • Ohio
Company FiledJanuary 5th, 2012 Industry JurisdictionTHE SHARES WHICH ARE THE SUBJECT OF THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR UNDER ANY STATE SECURITIES LAWS, AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS A REGISTRATION STATEMENT UNDER THE ACT WITH RESPECT TO SUCH SHARES HAS BECOME EFFECTIVE OR UNLESS THE SUBSCRIBER ESTABLISHES TO THE SATISFACTION OF THE COMPANY THAT AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE.