ADVANCED SERIES TRUST AST Bond Portfolio 2028 SUBADVISORY AGREEMENTAdvanced Series Trust • December 19th, 2016 • Advanced Series Trust • New York
Agreement made as of this 29th day of November, 2016 between Prudential Investments LLC (PI or the Manager), a New York limited liability company and PGIM, Inc., a New Jersey Corporation (PGIM),
ADVANCED SERIES TRUST Distribution AgreementDistribution Agreement • December 19th, 2016 • Advanced Series Trust • New Jersey
THIS DISTRIBUTION AGREEMENT (the “Agreement”) is made as of February 25, 2013, between the Advanced Series Trust (the “Trust”), on behalf of the portfolios set forth on attached Exhibit A (each, a “Portfolio” and, collectively, the “Portfolios”), and Prudential Annuities Distributors, Inc., a Delaware corporation (the “Distributor”).
AMENDMENTAdvanced Series Trust • December 19th, 2016
Amendment made as of December 15, 2016 to that certain Custody Agreement dated as of November 7, 2002, as amended from time to time, between each Fund listed on the attached Schedule A thereto, including any series thereof (the “Fund”) and The Bank of New York Mellon (formerly, The Bank of New York) (“Custodian”) (such Custody Agreement hereinafter referred to as the “Custody Agreement”). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Custody Agreement.
ADVANCED SERIES TRUST AST BlackRock Global Strategies Portfolio SUBADVISORY AGREEMENTAdvanced Series Trust • December 19th, 2016 • Advanced Series Trust • New York
Agreement made as of this 18th day of March, 2011 between Prudential Investments LLC (PI), a New York limited liability company and AST Investment Services, Inc. (formerly American Skandia Investment Services, Inc.) (AST), a Maryland corporation (together, the Co-Managers), and BlackRock Financial Management, Inc. (BlackRock or the Subadviser),
AMENDMENTAdvanced Series Trust • December 19th, 2016
AMENDMENT made as of December 15, 2016 to that certain Amended and Restated Transfer Agency and Service Agreement made as of May 29, 2007 (the "TA Agreement"), between each of the investment companies listed in Exhibit A hereto including any series thereof (the "Fund") and Prudential Mutual Fund Services LLC ("PMFS"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the TA Agreement.
ADVANCED SERIES TRUST AST Legg Mason Diversified Growth Portfolio Amended and Restated Subadvisory AgreementAdvanced Series Trust • December 19th, 2016 • Advanced Series Trust • New York
Amended and Restated Agreement made as of this 15th day of October, 2014, between Prudential Investments LLC (PI), a New York limited liability company (the Manager), and QS Legg Mason Global Asset Allocation, LLC (LGMAA), a Delaware limited liability company, QS Batterymarch Financial Management, Inc.(Batterymarch), a Maryland corporation, Brandywine Global Investment Management, LLC (Brandywine), a Delaware limited liability company, ClearBridge Investments, LLC (ClearBridge), a Delaware limited liability company, Western Asset Management Company (Western Asset) a California corporation, and Western Asset Management Company Limited (Western Asset Limited), a limited liability company incorporated in England and Wales (each, a Subadviser and collectively, the Subadvisers).
ADVANCED SERIES TRUST AST Value Equity Portfolio SUBADVISORY AGREEMENTAdvanced Series Trust • December 19th, 2016 • Advanced Series Trust • New York
Agreement made as of this 11th day of October, 2016 between Prudential Investments LLC (PI), a New York limited liability company and AST Investment Services, Inc. (formerly American Skandia Investment Services, Inc.) (AST), a Maryland corporation (together, the Co-Managers), and T. Rowe Price Associates, Inc, a corporation organized and existing under the laws of the State of Maryland (T. Rowe Price or the Subadviser),
ADVANCED SERIES TRUST AST T. Rowe Price Growth Opportunities Portfolio AMENDED AND RESTATED SUBADVISORY AGREEMENTSubadvisory Agreement • December 19th, 2016 • Advanced Series Trust • New York
This Agreement made as of this 10th day of February, 2014 between Prudential Investments LLC (PI), a New York limited liability company and AST Investment Services, Inc. (formerly American Skandia Investment Services, Inc.) (AST), a Maryland corporation (together, the Co-Managers), and T. Rowe Price Associates, Inc. (TRPA), a corporation organized and existing under the laws of the State of Maryland and T. Rowe Price International, Ltd (TRPIL), a corporation organized and existing under the laws of the United Kingdom, T. Rowe Price International Ltd, Tokyo, a branch of TRPIL, organized and existing under the laws of Japan (TRPIL, Tokyo) and T. Rowe Price Hong Kong Limited (Central Entity Number: AVY670), a corporation organized and existing under the laws of Hong Kong (TRPHK) (collectively, T. Rowe or the Subadviser) amends and restates the Subadvisory Agreement dated December 26, 2013 entered into between Prudential Investments LLC (PI), a New York limited liability company and AST In
ADVANCED SERIES TRUST AST Goldman Sachs Large-Cap Value Portfolio (formerly, AST AllianceBernstein Growth and Income Portfolio) SUBADVISORY AGREEMENTSubadvisory Agreement • December 19th, 2016 • Advanced Series Trust • New York
Agreement made as of this 1lth day of April, 2011 between Prudential Investments LLC (PI), a New York limited liability company and AST Investment Services, Inc. (formerly American Skandia Investment Services, Inc.) (AST), a Maryland corporation (together, the Co-Managers), and Goldman Sachs Asset Management, L.P., a Delaware limited partnership (GSAM or the Subadviser),
ADVANCED SERIES TRUST AST Small-Cap Growth Opportunities Portfolio SUBADVISORY AGREEMENTAdvanced Series Trust • December 19th, 2016 • Advanced Series Trust • New York
Agreement made as of this 25 day of July, 2016 between Prudential Investments LLC (PI), a New York limited liability company and AST Investment Services, Inc. (formerly American Skandia Investment Services, Inc.) (ASTIS), a Maryland corporation (together, the Co-Managers), and Victory Capital Management Inc., a New York corporation (Victory Capital or the Subadviser),
Amendment to Subadvisory Agreement for AST WELLINGTON MANAGEMENT REAL TOTAL RETURN PORTFOLIOAdvanced Series Trust • December 19th, 2016
Prudential Investments LLC and Wellington Management Company LLP (Subadviser) hereby agree to amend the Subadvisory Agreement, dated May 6, 2015, by and among Prudential Investments LLC, and Subadviser, pursuant to which Subadviser has been retained to provide investment advisory services to the AST Wellington Management Real Total Return Portfolio as follows;
Amendment to Subadvisory Agreement for AST ADVANCED STRATEGIES PORTFOLIOSubadvisory Agreement • December 19th, 2016 • Advanced Series Trust
AST Investment Services, Inc. and Prudential Investments LLC and T. Rowe Price Associates, Inc. (“Subadviser”) hereby agree to amend the Subadvisory Agreement, dated as of March 20, 2006, by and among AST Investment Services, Inc., Prudential Investments LLC, and Subadviser, pursuant to which Subadviser has been retained to provide investment advisory services to the AST Advanced Strategies Portfolio as follows:
AMENDMENT TO SUBADVISORY AGREEMENTSAdvanced Series Trust • December 19th, 2016
AST Investment Services, Inc. and Prudential Investments LLC (collectively, the “Manager”) and Goldman Sachs Asset Management, L.P. (“Subadviser”) hereby agree to amend the subadvisory agreements (including any amendments or supplements) listed below (collectively, the “Agreement”) by amending Schedule A to such Agreement (“Schedule A”). Schedule A addresses the level of subadvisory fees paid by the Manager to Subadviser under the Agreement. Schedule A is hereby replaced in its entirety with the attached Amended Schedule A, effective as of May 1, 2014.
