ContractWarrant Agreement • June 16th, 2004 • Stockeryale Inc • Optical instruments & lenses • New York
Contract Type FiledJune 16th, 2004 Company Industry JurisdictionTHIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRANT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO STOCKERYALE, INC. THAT SUCH REGISTRATION IS NOT REQUIRED.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 16th, 2004 • Stockeryale Inc • Optical instruments & lenses • New York
Contract Type FiledJune 16th, 2004 Company Industry JurisdictionThis Agreement is being entered into in connection with a Securities Purchase Agreement dated as of the date hereof between the Purchase and the Company (the "Purchase Agreement") and pursuant to the Note and Warrant.
ContractSecured Convertible Note • June 16th, 2004 • Stockeryale Inc • Optical instruments & lenses • New York
Contract Type FiledJune 16th, 2004 Company Industry JurisdictionTHIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS NOTE UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO STOCKERYALE, INC., THAT SUCH REGISTRATION IS NOT REQUIRED.
STOCKERYALE, INC. SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 16th, 2004 • Stockeryale Inc • Optical instruments & lenses • New York
Contract Type FiledJune 16th, 2004 Company Industry JurisdictionTHIS SECURITIES PURCHASE AGREEMENT (the "Agreement") is made and entered into as of June 10, 2004, by and among StockerYale, Inc., a Massachusetts corporation (the "Company"), and Laurus Master Fund, Ltd. (the "Purchaser").
STOCKERYALE, INC. SECURITY AGREEMENTSecurity Agreement • June 16th, 2004 • Stockeryale Inc • Optical instruments & lenses • New York
Contract Type FiledJune 16th, 2004 Company Industry JurisdictionTo: Laurus Master Fund, Ltd. c/o Ironshore Corporate Services, Ltd. P.O. Box 1234 G.T Queensgate House South Church Street Grand Cayman, Cayman Islands