COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • November 5th, 2015 • Caladrius Biosciences, Inc. • Services-misc health & allied services, nec • Illinois
COMMON STOCK PURCHASE AGREEMENT (the “Agreement”), dated as of November 4, 2015, by and between CALADRIUS BIOSCIENCES, INC., a Delaware corporation (the “Company”), and ASPIRE CAPITAL FUND, LLC, an Illinois limited liability company (the “Buyer”). Capitalized terms used herein and not otherwise defined herein are defined in Section 10 hereof.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 5th, 2015 • Caladrius Biosciences, Inc. • Services-misc health & allied services, nec • Illinois
REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of November 4, 2015, by and between CALADRIUS BIOSCIENCES, INC., a Delaware corporation (the “Company”), and ASPIRE CAPITAL FUND, LLC, an Illinois limited liability company (together with it permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the Common Stock Purchase Agreement by and between the parties hereto, dated as of the date hereof (as amended, restated, supplemented or otherwise modified from time to time, the “Purchase Agreement”).
SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • November 5th, 2015 • Caladrius Biosciences, Inc. • Services-misc health & allied services, nec
THIS SECOND AMENDMENT to Loan and Security Agreement (this “Amendment”) is entered into as of September 15, 2015, by and between OXFORD FINANCE LLC, a Delaware limited liability company with an office located at 133 North Fairfax Street, Alexandria, Virginia 22314 (“Oxford”), as collateral agent (in such capacity, “Collateral Agent”), the Lenders listed on Schedule 1.1 of the Loan Agreement (as defined below) or otherwise a party thereto from time to time including Oxford in its capacity as a Lender (each a “Lender” and collectively, the “Lenders”), NEOSTEM, INC., a Delaware corporation with offices located at 420 Lexington Avenue, Suite 350, New York, NY 10170 (“Parent”) and the other borrowers listed on the signature page of the Loan Agreement (individually and collectively, jointly and severally, “Borrower”).
