0000707800-06-000021 Sample Contracts
TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of May 31, 2006 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and AQUILA THREE PEAKS HIGH INCOME FUND, a Massachusetts business trust (the "Fund"). W I T N E S S E T H:...Transfer Agency Services Agreement • May 31st, 2006 • Aquila Three Peaks High Income Fund
Standard Contracts
Date: --------------, 2006] SHAREHOLDER SERVICES AGREEMENT Aquila Distributors, Inc. (the "Distributor") 380 Madison Avenue Suite 2300 New York, NY 10017 Dear Sirs: AQUILA THREE PEAKS HIGH INCOME FUND (the "Fund") confirms its agreement with Aquila...Shareholder Services Agreement • May 31st, 2006 • Aquila Three Peaks High Income Fund • New York
ANTI-MONEY LAUNDERING AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • May 31st, 2006 • Aquila Three Peaks High Income Fund
AQUILA THREE PEAKS HIGH INCOME FUND AMENDED AND RESTATED SUB-ADVISORY AGREEMENT THIS AGREEMENT, made as of May 24, 2006 by and between AQUILA INVESTMENT MANAGEMENT LLC, a Delaware limited liability company (the "Manager"), 380 Madison Avenue, Suite...Sub-Advisory Agreement • May 31st, 2006 • Aquila Three Peaks High Income Fund
AQUILA THREE PEAKS HIGH INCOME FUND AMENDED AND RESTATED ADVISORY AND ADMINISTRATION AGREEMENT THIS AGREEMENT, made as of May 24, 2006 by and between AQUILA THREE PEAKS HIGH INCOME FUND (the "Fund"), 380 Madison Avenue, Suite 2300, New York, New York...Advisory and Administration Agreement • May 31st, 2006 • Aquila Three Peaks High Income Fund
AQUILA THREE PEAKS HIGH INCOME FUND DISTRIBUTION AGREEMENT AGREEMENT, made as of this 24th day of May, 2006 by and between AQUILA THREE PEAKS HIGH INCOME FUND (hereinafter called the "Fund"), and AQUILA DISTRIBUTORS, INC., (hereinafter called the...Distribution Agreement • May 31st, 2006 • Aquila Three Peaks High Income Fund
AQUILA DISTRIBUTORS, INC. SALES AGREEMENT (for use with financial institutions) From: To: Aquila Distributors, Inc. 380 Madison Avenue, Suite 2300 New York, New York 10017 Gentlemen: We desire to enter into an agreement with you to make available to...Sales Agreement • May 31st, 2006 • Aquila Three Peaks High Income Fund
AQUILA DISTRIBUTORS, INC. SALES AND DISTRIBUTION PLAN AGREEMENT (For use with brokerage firms) From: To: AQUILA DISTRIBUTORS, INC. 380 MADISON AVENUE, SUITE 2300 NEW YORK, NY 10017-2513 Gentlemen: We desire to enter into an agreement with you for the...Sales and Distribution Plan Agreement • May 31st, 2006 • Aquila Three Peaks High Income Fund