FORM OF SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • April 22nd, 2013 • Aquila Municipal Trust • Utah
AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA TAX-FREE FUND FOR UTAH (the "Fund") confirms its agreement with Aquila Distributors, Inc. (the "Distributor") with respect to the servicing of shareholder accounts. This Agreement is entered into pursuant to the Fund's Shareholder Services Plan dated ____________, 2013; such Shareholder Services Plan, in its current form and as it may subsequently be amended from time to time, is hereby incorporated by reference and referred to herein as “the Plan.” All terms defined in the Plan shall have the same meanings when used herein. It is understood that in the event of a conflict between any provision of this Agreement and the terms of the Plan, the Plan shall govern. Part I of this Agreement applies solely to the Level-Payment Class ("Class C"), Part II solely to the Financial Intermediary Class ("Class I") and Part III to both classes of shares.
AQUILA TAX-FREE FUND OF COLORADO FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 22nd, 2013 • Aquila Municipal Trust
THIS AGREEMENT, made as of __________, 2013 by and between AQUILA INVESTMENT MANAGEMENT LLC (the "Manager"), 380 Madison Avenue, Suite 2300, New York, New York 10017, and DAVIDSON FIXED INCOME MANAGEMENT, INC. doing business as KIRKPATRICK PETTIS CAPITAL MANAGEMENT (the "Sub-Adviser"), 1600 Broadway, Denver, Colorado 80202.
FORM OF CUSTODY AGREEMENTForm of Custody Agreement • April 22nd, 2013 • Aquila Municipal Trust • Ohio
THIS AGREEMENT, is made as of ____________, 2013, by and between AQUILA MUNICIPAL TRUST, a business trust organized under the laws of the Commonwealth of Massachusetts (the "Trust"), on behalf of its series AQUILA TAX-FREE FUND FOR UTAH, and [JP Morgan Chase Bank, N.A.], a banking company organized under the laws of the United States (the "Custodian").
FORM OF TRANSFER AGENCY SERVICES AGREEMENTForm of Transfer Agency Services Agreement • April 22nd, 2013 • Aquila Municipal Trust
THIS AGREEMENT is made as of , 2013 by and between [BNY Mellon], a Delaware corporation, and AQUILA MUNICIPAL TRUST, a Massachusetts business trust, on behalf of its series AQUILA NARRAGANSETT TAX-FREE INCOME FUND (the "Fund").
FORM OF ANTI-MONEY LAUNDERING AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • April 22nd, 2013 • Aquila Municipal Trust
This ANTI-MONEY LAUNDERING AMENDMENT (this “Amendment”) amends as of the ___ day of _______, 2013 (the “Effective Date”), the Distribution Agreement, dated as of ______________________, between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA NARRAGANSETT TAX-FREE INCOME FUND (hereinafter called the "Fund"), and Aquila Distributors Inc. (the “Distributor”) (the “Agreement”).
FORM OF DISTRIBUTION AGREEMENTForm of Distribution Agreement • April 22nd, 2013 • Aquila Municipal Trust
AGREEMENT, made as of this ___ day of _________, 2013 by and between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA NARRAGANSETT TAX-FREE INCOME FUND (hereinafter called the "Fund"), and AQUILA DISTRIBUTORS, INC., (hereinafter called the "Distributor").
FORM OF ADVISORY AND ADMINISTRATION AGREEMENTForm of Advisory and Administration Agreement • April 22nd, 2013 • Aquila Municipal Trust
THIS AGREEMENT, made as of ______________, 2013 by and between AQUILA MUNICIPAL TRUST, a Massachusetts business trust, 380 Madison Avenue, on behalf of its series AQUILA TAX-FREE FUND FOR UTAH (the "Fund"), Suite 2300, New York, New York 10017 and AQUILA INVESTMENT MANAGEMENT LLC (the "Manager"), a Delaware limited liability company, 380 Madison Avenue, Suite 2300, New York, New York 10017.
FORM OF CUSTOMER IDENTIFICATION SERVICES AMENDMENTAquila Municipal Trust • April 22nd, 2013
This Customer Identification Services Amendment (this "Amendment") amends, as of the ___ day of ________, 2013 (the "Effective Date"), the Transfer Agency Services Agreement, dated as of ____________, 2013, between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA TAX-FREE FUND OF COLORADO(the "Fund") and PFPC Inc. ("PFPC") (the "Agreement").
AQUILA INVESTMENT MANAGEMENT LLCAquila Municipal Trust • April 22nd, 2013
FORM OF CUSTOMER IDENTIFICATION SERVICES AMENDMENTAquila Municipal Trust • April 22nd, 2013
This Customer Identification Services Amendment (this "Amendment") amends, as of the ___ day of ________, 2013 (the "Effective Date"), the Transfer Agency Services Agreement, dated as of ____________, 2013, between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA CHURCHILL TAX-FREE FUND OF KENTUCKY (the "Fund") and PFPC Inc. ("PFPC") (the "Agreement").
FORM OF ANTI-MONEY LAUNDERING AMENDMENTAquila Municipal Trust • April 22nd, 2013
This ANTI-MONEY LAUNDERING AMENDMENT (this “Amendment”) amends as of the ___ day of _______, 2013 (the “Effective Date”), the Transfer Agency Service Agreement, dated as of _________________, 2013, between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA TAX-FREE FUND OF COLORADO (the "Fund"), and [BNY Mellon] (the “Agreement”).
FORM OF ANTI-MONEY LAUNDERING AMENDMENTAquila Municipal Trust • April 22nd, 2013
This ANTI-MONEY LAUNDERING AMENDMENT (this “Amendment”) amends as of the ___ day of _______, 2013 (the “Effective Date”), the Transfer Agency Service Agreement, dated as of _________________, 2013, between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA CHURCHILL TAX-FREE FUND OF KENTUCKY (the "Fund"), and [BNY Mellon] (the “Agreement”).
FORM OF CUSTOMER IDENTIFICATION SERVICES AMENDMENTAquila Municipal Trust • April 22nd, 2013
This Customer Identification Services Amendment (this "Amendment") amends, as of the ___ day of ________, 2013 (the "Effective Date"), the Transfer Agency Services Agreement, dated as of ____________, 2013, between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA TAX-FREE FUND FOR UTAH(the "Fund") and PFPC Inc. ("PFPC") (the "Agreement").
FORM OF ANTI-MONEY LAUNDERING AMENDMENTAquila Municipal Trust • April 22nd, 2013
This ANTI-MONEY LAUNDERING AMENDMENT (this “Amendment”) amends as of the ___ day of _______, 2013 (the “Effective Date”), the Transfer Agency Service Agreement, dated as of _________________, 2013, between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA NARRAGANSETT TAX-FREE INCOME FUND (the "Fund"), and [BNY Mellon] (the “Agreement”).
FORM OF ANTI-MONEY LAUNDERING AMENDMENTAquila Municipal Trust • April 22nd, 2013
This ANTI-MONEY LAUNDERING AMENDMENT (this “Amendment”) amends as of the ___ day of _______, 2013 (the “Effective Date”), the Transfer Agency Service Agreement, dated as of _________________, 2013, between AQUILA MUNICIPAL TRUST, on behalf of its series AQUILA TAX-FREE FUND FOR UTAH (the "Fund"), and [BNY Mellon] (the “Agreement”).
