0000766829-20-000055 Sample Contracts

AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT
Deferred Compensation Agreement • March 2nd, 2020 • SJW Group • Water supply • Connecticut

THIS AGREEMENT (the “Deferred Compensation Agreement”) is made this 2 day of February, 2011 and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the "Employer") and David C. Benoit (hereinafter referred to as the "Employee").

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AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT
Deferred Compensation Agreement • March 2nd, 2020 • SJW Group • Water supply • Connecticut

THIS AGREEMENT (the “Deferred Compensation Agreement”) is made this 2 day of February, 2011 and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the "Employer") and Maureen P. Westbrook (hereinafter referred to as the "Employee").

AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • March 2nd, 2020 • SJW Group • Water supply • Connecticut

THIS AGREEMENT, dated this 23rd day of December, 2008, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut, (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stock of Company (“Parent”) and David C. Benoit, a resident of Wethersfield, Connecticut (“Employee”).

AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT
Supplemental Executive Retirement Agreement • March 2nd, 2020 • SJW Group • Water supply • Connecticut

This Agreement, made this 15th day of November 2017 by and between THE CONNECTICUT WATER COMPANY (hereinafter referred to as the “Employer”) and Kristen A. Johnson (hereinafter referred to as the “Employee”).

FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • March 2nd, 2020 • SJW Group • Water supply

THIS AMENDMENT, dated this 1st day of April 2014, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stock of Company (“Parent”), and Maureen P. Westbrook, a resident of Westbrook, Connecticut (“Employee”),

AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT
Supplemental Executive Retirement Agreement • March 2nd, 2020 • SJW Group • Water supply • Connecticut

This Agreement, made this 15th day of November 2017 by and between THE CONNECTICUT WATER COMPANY (hereinafter referred to as the “Employer”) and David C. Benoit (hereinafter referred to as the “Employee”).

FIRST AMENDMENT TO AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT
Deferred Compensation Agreement • March 2nd, 2020 • SJW Group • Water supply

THIS AMENDMENT is made this 8th day of December, 2011 by and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the “Employer”), and Maureen P. Westbrook (hereinafter referred to as the “Employee”).

AMENDMENT TO AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT
Supplemental Executive Retirement Agreement • March 2nd, 2020 • SJW Group • Water supply

This Amendment (the “Amendment”) to the Amended and Restated Supplemental Executive Retirement Agreement is entered into and is effective as of November 1, 2019 (the “Effective Date”), by and between Kristen A. Johnson, an individual (“Executive”), and The Connecticut Water Company, a Connecticut corporation (the “Employer”). The Executive and the Employer are each a “party” and are together “parties” to this Amendment.

FIRST AMENDMENT TO AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT
Deferred Compensation Agreement • March 2nd, 2020 • SJW Group • Water supply

THIS AMENDMENT is made this 9th day of December, 2011 by and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the “Employer”), and David C. Benoit (hereinafter referred to as the “Employee”).

SECOND AMENDMENT TO AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT
Deferred Compensation Agreement • March 2nd, 2020 • SJW Group • Water supply

THIS AMENDMENT is made this 20th day of December, 2016 by and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the “Employer”), and Kristen A. Johnson (hereinafter referred to as the “Employee”).

SECOND AMENDMENT TO AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT
Deferred Compensation Agreement • March 2nd, 2020 • SJW Group • Water supply

THIS AMENDMENT is made this 21st day of December, 2016 by and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the “Employer”), and Maureen P. Westbrook (hereinafter referred to as the “Employee”).

MATRIX TRUST COMPANY GRANTOR TRUST AGREEMENT
Grantor Trust Agreement • March 2nd, 2020 • SJW Group • Water supply • Colorado

Page COMPANY AND PLAN INFORMATION 1 COMPANY NAME (PLAN SPONSOR): 1 BACKGROUND 1 AGREEMENT 1 Section 1. Definitions 1 (a) Agreement 1 (b) Beneficiary 2 (c) Board 2 (d) Change in Control 2 (e) Chief Executive Officer 4 (f) Code 4 (g) Company 4 (h) Designated Representative 4 (i) ERISA 4 (j) Force Majeure 4 (k) Insolvent or Insolvency 4 (l) Instruction (s) 4 (m) Investment Manager 4 (n) Participant 4 (o) Payment Schedule 4 (p) Person 5 (q) Plan 5 (r) Trust 5 (s) Trust Fund 5 (t) Trustee 5 Section 2. Trust 5 (a) Establishment 5 (b) Grantor Trust 5 (c) Trust Assets 5 (d) Non-assignment 6 (e) Additional Deposits 6 Section 3. Receipt of Assets 6 (a) Receipt of Assets; Directed Trustee 6 (b) Custody of Assets 6 (c) Location of Evidence of Ownership 6

AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • March 2nd, 2020 • SJW Group • Water supply • Connecticut

THIS AGREEMENT, dated this 9th day of October, 2019, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stock of Company (“CTWS”) and Maureen Westbrook, a resident of Connecticut (“Employee”).

FIRST AMENDMENT TO AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT
Deferred Compensation Agreement • March 2nd, 2020 • SJW Group • Water supply

THIS AMENDMENT is made this 7 day of December, 2011 by and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the “Employer”), and Kristen A. Johnson (hereinafter referred to as the “Employee”).

SECOND AMENDMENT TO AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT
Deferred Compensation Agreement • March 2nd, 2020 • SJW Group • Water supply

THIS AMENDMENT is made this 19 day of December, 2016 by and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the “Employer”), and David C. Benoit (hereinafter referred to as the “Employee”).

FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • March 2nd, 2020 • SJW Group • Water supply

THIS AMENDMENT, dated this 1st day of April 2014, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stock of Company (“Parent”), and David C. Benoit, a resident of Wethersfield, Connecticut (“Employee”),

ASSUMPTION AGREEMENT
Assumption Agreement • March 2nd, 2020 • SJW Group • Water supply

This ASSUMPTION AGREEMENT is made as of the 7th day of November 2019, by and between SJW Group, a corporation formed under the laws of Delaware (“SJW”), and [ ] (“Participant”).

THIRD AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • March 2nd, 2020 • SJW Group • Water supply

THIS THIRD AMENDMENT (the “Amendment”), effective as of November 1, 2019, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stock of Company (“Parent”), and Kristen A. Johnson, a resident of Broad Brook, Connecticut (“Employee”).

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