W I T N E S S E T H: That for and in consideration of the mutual promises hereinafter set forth, the parties hereto covenant and agree as follows: ARTICLE I DEFINITIONSTransfer Agency Agreement • April 30th, 1998 • Bull & Bear Special Equities Fund Inc • Illinois
SHAREHOLDER SERVICES AGREEMENT AGREEMENT made as of June 11, 1992 between Bull Bear Special Equities Fund, Inc., a Maryland corporation ("Fund"), and Bull Bear Service Center, Inc. ("BBSC), a Delaware corporation. WHEREAS, the Fund is registered as an...Shareholder Services Agreement • April 30th, 1998 • Bull & Bear Special Equities Fund Inc
FORM OF AGREEMENT July 1, 1997 William J. Maynard, Vice President The Bull & Bear Funds 11 Hanover Square New York, New York 10005 Dear Mr. Maynard: This is to advise you that, based on the information you have furnished to us and our discussions to...Of Agreement • April 30th, 1998 • Bull & Bear Special Equities Fund Inc • Massachusetts
DISTRIBUTION AGREEMENT AGREEMENT made as of September 17, 1993, between BULL & BEAR SPECIAL EQUITIES FUND, INC. ("Corporation") , a corporation organized and existing under the laws of the State of Maryland, and Bull & Bear Service Center , Inc....Distribution Agreement • April 30th, 1998 • Bull & Bear Special Equities Fund Inc • New York
INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 29th day of April, 1993, by and between BULL & BEAR SPECIAL EQUITIES FUND, INC., a Maryland corporation (the "Fund") and BULL & BEAR ADVISERS, INC., a Delaware corporation (the "Investment Manager")....Investment Management Agreement • April 30th, 1998 • Bull & Bear Special Equities Fund Inc • New York
BULL & BEAR SPECIAL EQUITIES FUND, INC. AMENDED PLAN AND AGREEMENT OF DISTRIBUTION AMENDED PLAN AND AGREEMENT made this 17th day of September, 1993, by and between BULL & BEAR SPECIAL EQUITIES FUND, INC., a corporation organized under the laws of the...Plan and Agreement • April 30th, 1998 • Bull & Bear Special Equities Fund Inc • New York
Simplified Standardized Money Purchase Pension Plan ADOPTION AGREEMENT --------------------------------------------------------------------- -------- EMPLOYER INFORMATION Name of Employer_____________________________Telephone________________________...Standardized Money Purchase • April 30th, 1998 • Bull & Bear Special Equities Fund Inc
National Standardized Money Purchase Pension Plan ADOPTION AGREEMENT --------------------------------------------------------------------- ---------- SECTION 1. EMPLOYER INFORMATION Name of Employer:...National Standardized Money Purchase • April 30th, 1998 • Bull & Bear Special Equities Fund Inc
SUPERVISED SERVICE COMPANY INC. Boston Chicago Kansas City April 4, 1995 VIA AIRBORNE EXPRESS Bull & Bear Special Equities Funds, Inc. Attn: Thomas B. Winmill 11 Hanover Square New York, NY 10005 Dear Mr. Winmill: As we have advised you, Supervised...Bull & Bear Special Equities Fund Inc • April 30th, 1998
As we have advised you, Supervised Service Company, Inc. (SSC) has entered an agreement to sell substantially all of its assets, including its mutual fund transfer agency business to DST Systems, Inc. (DST). DST has agreed to assume and perform all of SSC's obligations under the Transfer Agency Agreement between BULL & BEAR SPECIAL EQUITIES FUNDS, INC. and SSC dated August 30, 1994, (the "Agreement"). All of the terms and conditions of your agreement including the fee schedule, will remain in effect in accordance with the terms of the Agreement.
