betweenCustody Agreement • September 11th, 2003 • Ellsworth Convertible Growth & Income Fund Inc • New York
January 3, 2002 Mr. Gary Levine Bancroft Convertible Fund, Inc. 65 Madison Avenue Morristown, NJ 07960 Dear Mr. Levine: This will confirm our agreement whereby American Stock Transfer & Trust Company will provide Ellsworth Convertible Growth and...Ellsworth Convertible Growth & Income Fund Inc • September 11th, 2003
This will confirm our agreement whereby American Stock Transfer & Trust Company will provide Ellsworth Convertible Growth and Income Fund with complete Registrar and Transfer Agent services for a flat monthly fee of $1,000.00. The flat monthly fee covers all services you require including unlimited transfers, reports and mailings to shareholders (stock splits, re-org for new acquisitions and secondary distributions are excluded). The only other fees will be for out- of-pocket expenses such as postage and stationery for mailings to all your shareholders. We guarantee this rate for a period of three years.
