INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • April 1st, 2019 • Athene Annuity & Life Co • Iowa
Contract Type FiledApril 1st, 2019 Company JurisdictionThis Investment Management Agreement (the “Agreement”), dated as of October 2, 2013 by and between Aviva Life and Annuity Company, an Iowa corporation (the “Company”), and Athene Asset Management LLC, a Delaware limited liability company (the “Investment Manager”).
MASTER SUB-ADVISORY AGREEMENT ADDENDUM TWOMaster Sub-Advisory Agreement • April 1st, 2019 • Athene Annuity & Life Co
Contract Type FiledApril 1st, 2019 CompanyThis Master Sub-Advisory Agreement Addendum Two is made this 8th day of June, 2017 (this “Addendum”), by and among Athene Asset Management, L.P., a Cayman Islands exempted limited partnership (the “Investment Manager”), Apollo Capital Management, L.P., a Delaware limited partnership (“ACM”), Apollo Global Real Estate Management, L.P., a Delaware limited partnership (“AGREM”), ARM Manager LLC, a Delaware limited liability company (“ARM”), Apollo Longevity, LLC, a Delaware limited liability company (“ALL”) and Apollo Emerging Markets, LLC, a Delaware limited liability company (“AEM” and together with ACM, AGREM, ARM and ALL, the “Sub-Advisors), pursuant to that certain Amended and Restated Master Sub-Advisory Agreement, effective as of April 1, 2014 (as further amended, supplemented or modified from time to time, the “Master Sub-Advisory Agreement”) by and among the Investment Manager and the Sub-Advisors. Capitalized terms used but not defined herein shall have the meanings ascribed to
MASTER SUB-ADVISORY AGREEMENT ADDENDUM THREEMaster Sub-Advisory Agreement • April 1st, 2019 • Athene Annuity & Life Co
Contract Type FiledApril 1st, 2019 CompanyThis Master Sub-Advisory Agreement Addendum Three is made this 29th day of June, 2018 (this “Addendum”), by and among Athene Asset Management LLC (f/k/a Athene Asset Management, L.P.), a Delaware limited liability company (the “Investment Manager”), Apollo Capital Management, L.P., a Delaware limited partnership (“ACM”), Apollo Global Real Estate Management, L.P., a Delaware limited partnership (“AGREM”), ARM Manager LLC, a Delaware limited liability company (“ARM”), Apollo Longevity, LLC, a Delaware limited liability company (“ALL”) and Apollo Emerging Markets, LLC, a Delaware limited liability company (“AEM” and together with ACM, AGREM, ARM and ALL, the “Sub-Advisors), pursuant to that certain Amended and Restated Master Sub-Advisory Agreement, effective as of April 1, 2014 (as further amended, supplemented or modified from time to time, the “Master Sub-Advisory Agreement”) by and among the Investment Manager and the Sub-Advisors. Capitalized terms used but not defined herein shall
AMENDED AND RESTATED MASTER SUB-ADVISORY AGREEMENTMaster Sub-Advisory Agreement • April 1st, 2019 • Athene Annuity & Life Co • Iowa
Contract Type FiledApril 1st, 2019 Company JurisdictionThis Amended and Restated Master Sub-Advisory Agreement (this “Agreement”), effective as of April 1, 2014 (the “Effective Date”), is entered into by and among Athene Asset Management L.P., a Cayman Islands exempted limited partnership (the “Investment Manager”), Apollo Capital Management, L.P., a Delaware limited partnership (“ACM”), Apollo Global Real Estate Management, L.P., a Delaware limited partnership (“AGREM”), ARM Manager LLC, a Delaware limited liability company (“ARM”), Apollo Longevity, LLC, a Delaware limited liability company (“ALL”) and Apollo Emerging Markets, LLC, a Delaware limited liability company (“AEM”, and, together with ACM, AGREM, ARM and ALL the “Sub-Advisors”).
AMENDMENT ONE TO SHARED SERVICES AND COST SHARING AGREEMENTShared Services and Cost Sharing Agreement • April 1st, 2019 • Athene Annuity & Life Co • Iowa
Contract Type FiledApril 1st, 2019 Company JurisdictionThis AMENDMENT ONE TO SHARED SERVICES AND COST SHARING AGREEMENT (this “Amendment”), by and among Aviva Life and Annuity Company, an Iowa-domiciled insurance company (“ALAC”), Athene Holding Ltd., a Bermuda exempted company (“AHL”), Athene USA Corporation (f/k/a Aviva USA Corporation), an Iowa corporation (“AUSA”), Athene Life Re Ltd., a Bermuda exempted company (“ALRE”), Athene Annuity & Life Assurance Company, a Delaware-domiciled insurance company (“Athene Annuity”), Athene Life Insurance Company, a Delaware-domiciled insurance company (“ALIC”), Athene Asset Management LLC, a Delaware limited liability company (“AAM”), Structured Annuity Reinsurance Company, an Iowa-domiciled insurance company (“STAR”), Investors Insurance Corporation, a Delaware-domiciled insurance company (“IIC”) and Aviva Re USA IV, Inc., a Vermont-domiciled special purpose financial captive insurance company (“AUSA IV”) is effective as of October 2, 2013, and amends that certain Shared Services and Cost Sharing
UNDERWRITING AND DISTRIBUTION AGREEMENTUnderwriting and Distribution Agreement • April 1st, 2019 • Athene Annuity & Life Co • Iowa
Contract Type FiledApril 1st, 2019 Company JurisdictionThis Agreement is entered into on this [day] day of [month], [year] (“Effective Date”), by and among Athene Annuity and Life Company (“Athene Annuity”), a life insurance company organized under the laws of the State of Iowa, and Athene Securities, LLC ("Underwriter"), a corporation organized under the laws of the State of Indiana.
COINSURANCE AND ASSUMPTION AGREEMENT between AVIVA LIFE AND ANNUITY COMPANY and PRESIDENTIAL LIFE INSURANCE COMPANY – USA Dated as of October 1, 2013Coinsurance and Assumption Agreement • April 1st, 2019 • Athene Annuity & Life Co • Iowa
Contract Type FiledApril 1st, 2019 Company JurisdictionThis Coinsurance and Assumption Agreement (this “Agreement”), dated as of October 1, 2013, is made by and between Aviva Life and Annuity Company, an insurance company organized under the laws of the State of Iowa (the “Company”), and Presidential Life Insurance Company - USA, an insurance company organized under the laws of the State of Iowa (the “Reinsurer”; each of the Company and the Reinsurer, a “Party” and together, the “Parties”).
MASTER SUB-ADVISORY AGREEMENT ADDENDUM ONEMaster Sub-Advisory Agreement • April 1st, 2019 • Athene Annuity & Life Co
Contract Type FiledApril 1st, 2019 CompanyThis Master Sub-Advisory Agreement Addendum One is made this 24th day of November, 2015 (this “Addendum”), by and among Athene Asset Management, L.P., a Cayman Islands exempted limited partnership (the “Investment Manager”), and Apollo Emerging Markets, LLC, a Delaware limited liability company (“AEM”), pursuant to that certain Amended and Restated Master Sub-Advisory Agreement, effective as of April 1, 2014 (as further amended, supplemented or modified from time to time, the “Master Sub-Advisory Agreement”) by and among the Investment Manager and AEM, Apollo Capital Management, L.P., a Delaware limited partnership (“ACM”), Apollo Global Real Estate Management, L.P., a Delaware limited partnership (“AGREM”), Apollo Longevity, LLC, a Delaware limited liability company (“ALL”), and ARM Manager LLC, a Delaware limited liability company (“ARM” and, together with AEM, ACM, AGREM, ARM and ALL, the “Sub-Advisors”). Capitalized terms used but not defined herein shall have the meanings ascribed
AMENDED AND RESTATED COINSURANCE AGREEMENT between ATHENE ANNUITY AND LIFE COMPANY and ACCORDIA LIFE AND ANNUITY COMPANY Dated as of December 28, 2015Coinsurance Agreement • April 1st, 2019 • Athene Annuity & Life Co • Iowa
Contract Type FiledApril 1st, 2019 Company JurisdictionThis Amended and Restated Coinsurance Agreement (this “Agreement”), dated as of December 28, 2015, is made by and between Athene Annuity and Life Company, an insurance company organized under the laws of the State of Iowa (formerly known as Aviva Life and Annuity Company) (the “Company”), and Accordia Life and Annuity Company, an insurance company organized under the laws of the State of Iowa (formerly known as Presidential Life Insurance Company - USA) (the “Reinsurer”; each of the Company and the Reinsurer, a “Party” and together, the “Parties”) and amends and restates in its entirety the Coinsurance Agreement, dated as of October 1, 2013, made by and between the Company and the Reinsurer.
Single Purchase Payment Index-Linked Deferred Annuity ContractSingle Purchase Payment Index-Linked Deferred Annuity Contract • April 1st, 2019 • Athene Annuity & Life Co
Contract Type FiledApril 1st, 2019 Company• The values of this Contract may be affected by an external index; however, this Contract does not directly participate in any stock or equity investments.
AMENDED AND RESTATED TAX ALLOCATION AGREEMENTTax Allocation Agreement • April 1st, 2019 • Athene Annuity & Life Co • Iowa
Contract Type FiledApril 1st, 2019 Company JurisdictionWHEREAS, Parent, AAIA, STAR, AUSAIV, ALICNY, AANY, Investors Insurance Corporation, a Delaware corporation ("/IC'), Aviva Re Iowa, Inc., an Iowa corporation ("Aviva Re"), Aviva Re Iowa II, Inc., an Iowa corporation ("Aviva Re Ir'), Aviva Re Iowa III, Inc., an Iowa corporation ("Aviva Re Ilr'), Aviva Re USA II, Inc., a Vermont corporation ("AUSA/r'), Aviva Re USA III, Inc., a Vermont corporation ("AUSAIIr'), and Aviva Re USA VI, Inc., a Vermont corporation ("A USAVr'), are parties to a Tax Allocation Agreement entered into as of October 2, 2013 (the "Original Agreement"); and
NET WORTH MAINTENANCE AGREEMENTNet Worth Maintenance Agreement • April 1st, 2019 • Athene Annuity & Life Co • Iowa
Contract Type FiledApril 1st, 2019 Company JurisdictionThis Net Worth Maintenance Agreement (this “Agreement”) is made effective as of the 1st day of October, 2013 (the “Effective Date”), by and between Athene Holding Ltd., an exempt corporation formed under the laws of the country of Bermuda (“Athene Holding”), for the benefit of Aviva Life and Annuity Company, an Iowa domiciled life insurance company (“ALAC”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • April 1st, 2019 • Athene Annuity & Life Co • Iowa
Contract Type FiledApril 1st, 2019 Company JurisdictionAGREEMENT (this "Amendment"), by and between Athene Annuity and Life Company (f/k/a Aviva Life and Annuity Company) (the "Company") and Athene Asset Management,
SHARED SERVICES AND COST SHARING AGREEMENTShared Services and Cost Sharing Agreement • April 1st, 2019 • Athene Annuity & Life Co
Contract Type FiledApril 1st, 2019 CompanyThis SHARED SERVICES AND COST SHARING AGREEMENT (collectively with the attached schedules incorporated herein, this “Agreement”) is dated October 2, 2013 (the “Effective Date”), and is made by and among the following:
SHARED SERVICES AND COST SHARING AGREEMENTShared Services and Cost Sharing Agreement • April 1st, 2019 • Athene Annuity & Life Co
Contract Type FiledApril 1st, 2019 CompanyThis SHARED SERVICES AND COST SHARING AGREEMENT (collectively with the attached schedules incorporated herein, this “Agreement”) is dated October 2, 2013 (the “Effective Date”), and is made by and among the following: