AMENDMENT No. 1 TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 28th, 2009 • TDX Independence Funds, Inc.
This AMENDMENT No. 1 TO SUB-ADVISORY AGREEMENT (“Amendment”) is effective as of the 3rd day of August, 2009, and is made to that certain Sub-Advisory Agreement (the “Agreement”) dated as of July 24, 2007, by and between XShares Advisors LLC (the “Investment Adviser”), a Delaware limited liability company having its principal office and place of business at 420 Lexington Avenue, New York, NY 10170, and Amerivest Investment Management, LLC (the “Sub-Adviser”), a Delaware limited liability company having its principal office and place of business at 1005 North Ameritrade Place, Bellevue, NE 68005 and a wholly-owned subsidiary of TD AMERITRADE Holding Corporation, whose headquarters are located at 4211 South 102nd Street, Omaha, NE 68127.
INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • September 28th, 2009 • TDX Independence Funds, Inc. • New York
This INTERIM SUB-ADVISORY AGREEMENT (this “Agreement”), dated as of August 3, 2009 by and between XShares Advisors LLC (“XShares” or the “Investment Adviser”), a Delaware limited liability company having its principal office and place of business at 420 Lexington Avenue, Suite 2550, New York, NY 10170, and TDAM USA Inc. (d/b/a TD Asset Management) (“TDAM” or the “Sub-Adviser”), a Delaware corporation having its principal office and place of business at 161 Bay Street, 35th Floor, TD Canada Trust Tower, Toronto, Ontario Canada M5J 2T2.
AMENDMENT No. 1 TO CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • September 28th, 2009 • TDX Independence Funds, Inc.
This AMENDMENT No. 1 TO CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT (“Amendment”) is effective as of the 26th day of May, 2009, and is made to that certain Chief Compliance Officer Services Agreement (the “Agreement”) dated July 24, 2007, by and between TDX INDEPENDENCE FUNDS, INC. (formerly TDAX Funds, Inc.), a Maryland corporation (the “Fund”), and ALPS FUND SERVICES, INC., a Colorado corporation (“ALPS”).
