TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 8th, 2015 • ETFis Series Trust I • New York
AGREEMENT made as of the 6th day of December, 2013, by and between each Trust (hereinafter the “Trust”) listed on Appendix I hereto and each Series of the Trust listed on Appendix I hereto (as such Appendix be amended from time to time), and THE BANK OF NEW YORK MELLON, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
ETFIS Series TRUST I SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 8th, 2015 • ETFis Series Trust I • Delaware
ETFis Series Trust I (the “Trust”) is an open-end investment company of the series type registered under the Investment Company Act of 1940 (the “Act”), and is subject to the rules and regulations promulgated thereunder. The shares of the Trust are offered or may be offered in several Funds, including Newfleet Multi-Sector Unconstrained Bond ETF (sometimes hereafter referred to as the “Fund”).
CUSTODY AGREEMENTCustody Agreement • May 8th, 2015 • ETFis Series Trust I • New York
AGREEMENT, dated as of December 6, 2013 between ETFis Series Trust I, a Delaware statutory trust, having its principal office and place of business at 317 Madison Avenue, Suite 920, New York, New York 10017 (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • May 8th, 2015 • ETFis Series Trust I • New York
This Distribution Agreement (“Agreement”) is made this 6th day of December, 2013, by and between ETFis Series Trust I, a Delaware statutory trust (“Trust”) having its principal place of business at 317 Madison Avenue, Suite 920, New York, NY 10017, and ETF Distributors LLC, a Delaware limited liability company (“Distributor”) having its principal place of business at 317 Madison Avenue, Suite 920, New York, NY 10017.
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • May 8th, 2015 • ETFis Series Trust I • New York
AGREEMENT made as of December 6, 2013, by and between each entity listed on Exhibit A hereto (each a “Fund”, collectively the “Funds”), and The Bank of New York Mellon, a New York banking organization (“BNY”).
EXPENSE LIMITATION AGREEMENT ETFis Series Trust IExpense Limitation Agreement • May 8th, 2015 • ETFis Series Trust I
This Agreement is into effective as of May 8, 2015 by and between the NEWFLEET MULTI-SECTOR UNCONSTRAINED BOND ETF (the “Fund”), a series of shares of ETFis Series Trust I, a Delaware statutory trust (the “Trust”) and ETFIS CAPITAL LLC, a Delaware limited liability company (the “Adviser”).
ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • May 8th, 2015 • ETFis Series Trust I • New York
This ADMINISTRATIVE SERVICES AGREEMENT is made and entered into as of this 6th day of August, 2013 by and between ETFIS SERIES TRUST I, a Delaware statutory trust (“Trust”) and ETF ISSUER SOLUTIONS INC., a Delaware corporation (“Administrator”). ETFIS CAPITAL LLC, a Delaware limited liability company and the investment adviser to the Trust (“Adviser”) is a party hereto with respect to Section 5 only.
ADVISORY AGREEMENTAdvisory Agreement • May 8th, 2015 • ETFis Series Trust I • Delaware
ADVISORY AGREEMENT made as of this 27th day of August, 2013, by and between ETFIS SERIES TRUST I (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and Etfis Capital LLC, a Delaware limited liability company with its principal place of business at 6 E. 39th Street, Suite 1003, New York, NY 10016 (the “Adviser”).
