0000891804-18-000031 Sample Contracts

CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT
Sales Agreement • January 16th, 2018 • Guggenheim Strategic Opportunities Fund • New York

Guggenheim Strategic Opportunities Fund, a statutory trust organized under the laws of the State of Delaware (the "Fund"), and Guggenheim Funds Investment Advisors, LLC, a Delaware limited liability company (the "Adviser"), confirm their agreement (this "Agreement") with Cantor Fitzgerald & Co. ("CF&Co"), as follows:

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