CUSTODY AGREEMENTCustody Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund • New York
AGREEMENT, dated as of May 2, 2003 between Advent Claymore Convertible Securities and Income Fund, a statutory, a business trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 1065 Avenue of the Americas, 31st Floor, New York, New York 10018 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund • New York
AGREEMENT made as of May 2, 2003 between Advent Claymore Convertible Securities and Income Fund (the “Fund”) and The Bank of New York (“BNY”).
FUND ADMINISTRATION AGREEMENTFund Administration Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund • Delaware
AGREEMENT made as of this 20th day of June, 2013, by and between each closed-end registered investment company listed on Schedule A hereto (as amended from time to time), (each individually referred to below as a “Trust”) and Rydex Fund Services, LLC (“RFS” or the “Administrator”), a Maryland limited liability company having its principal place of business at 805 King Farm Boulevard, Rockville, MD 20850.
AMENDMENT TO FUND ADMINISTRATION AGREEMENTFund Administration Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund
This AMENDMENT (this “Amendment”) is made and entered into, as of this 28th day of September, 2016, by and between Rydex Fund Services, LLC (“RFS”) and each closed-end registered investment company listed on Schedule A hereto (as amended from time to time) (each a “Trust” and collectively, the “Trusts”).
COMPLIANCE SUPPORT SERVICES ADDENDUM TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund
This Compliance Support Services Addendum by and between each fund listed on Exhibit 2 attached hereto (the “Fund”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”), effective as of the date of the relevant Fund Accounting Agreement entered into by and between the same parties.
FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENTThe Transfer Agency and Service Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund
This First Amendment (“Amendment”), effective as of March 20, 2017 (“Effective Date”) is to the Transfer Agency and Service Agreement (the “Agreement”) made as of December 1, 2015 by and between each of the Guggenheim closed-end investment companies listed on Schedule 1 attached hereto, as may be amended from time to time (each a "Fund" and collectively the "Funds”), and Computershare Inc. (“Computershare”) and Computershare Trust Company N.A., (“Trust Company”, and together with Computershare, “Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund • New York
AGREEMENT made as of this 2nd day of May, 2003 by and between Advent Claymore Convertible Securities and Income Fund, a Delaware statutory trust having its principal place of business at 1065 Avenue of the Americas, 3151 Floor, New York, New York 10018 (hereinafter called the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business, having its principal place of business at One Wall Street, New York, New York 10286 (hereinafter called the “Bank”).
Transfer Agency and Service Agreement Between Each of the Guggenheim Closed-End Investment Companies Listed on Schedule 1 Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A.Transfer Agency and Service Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund • New York
THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of December 1, 2015 ("Effective Date"), is by and among each of the Guggenheim closed-end investment companies listed on Schedule 1 attached hereto, as may be amended from time to time (each a "Fund" and collectively the "Funds") and each having its principal office and place of business at 227 West Monroe Street, Chicago, IL 60606, and Computershare Inc., a Delaware corporation ("Computershare"), and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company ("Trust Company", and together with Computershare, "Agent"), each having a principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021.
SERVICING AGREEMENTServicing Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund • Delaware
This Servicing Agreement (this “Agreement”) is entered into as of March 14, 2018, between Advent Claymore Convertible Securities and Income Fund, a Delaware statutory trust (the “Fund”), and Guggenheim Funds Distributors, LLC, a Delaware limited liability company (“Guggenheim”). The Fund and Guggenheim will each be individually referred to hereunder as a “Party” and collectively, as the “Parties”.
ContractSecurity Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund • New York
COLLATERAL ACCOUNT CONTROL AGREEMENTCollateral Account Control Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund • New York
AGREEMENT, dated as of December 15, 2017, among Advent Claymore Convertible Securities and Income Fund, a Delaware statutory trust (“Pledgor”), Société Générale, as Collateral Agent under the Security Agreement referred to below (“Secured Party”) and The Bank of New York Mellon (“Securities Intermediary”).
CREDIT AGREEMENTCredit Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund • New York
This CREDIT AGREEMENT is made as of December 15, 2017, among Advent Claymore Convertible Securities and Income Fund, a Delaware statutory trust (the “Borrower”), Société Générale, New York Branch, as lender (the “Lender”) and Société Générale, as agent (the “Agent”).
