Controlled Equity OfferingSM Sales AgreementSales Agreement • July 1st, 2019 • Guggenheim Strategic Opportunities Fund • New York
Guggenheim Strategic Opportunities Fund, a statutory trust organized under the laws of the State of Delaware (the “Fund”), and Guggenheim Funds Investment Advisors, LLC, a Delaware limited liability company (the “Adviser”), confirm their agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
