Controlled Equity OfferingSM Sales AgreementSales Agreement • September 10th, 2019 • Guggenheim Credit Allocation Fund • New York
Guggenheim Credit Allocation Fund, a statutory trust organized under the laws of the State of Delaware (the “Fund”), and Guggenheim Funds Investment Advisors, LLC, a Delaware limited liability company (the “Adviser”), confirm their agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
