SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 28th, 2006 • Underlying Funds Trust • New York
THIS AGREEMENT is made and entered into as of this 28th day of April, 2006, by and among Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), Quattro Global Capital, LLC, a Delaware limited liability company (the “Sub-Adviser”), and the Underlying Funds Trust, a Delaware statutory trust (the “Trust”) on behalf of its series, Distressed Securities & Special Situations - 1 (the “Fund”).
UNDERLYING FUNDS TRUST AGREEMENT AND DECLARATION OF TRUST March 27, 2006Trust Agreement • April 28th, 2006 • Underlying Funds Trust • Delaware
THIS AGREEMENT AND DECLARATION OF TRUST of Underlying Funds Trust made as of this 27th day of March, 2006, by those individuals set forth on the signature page hereof, as trustees (such individuals, so long as they shall continue in office in accordance with the provisions of this Agreement and Declaration of Trust, and all other Persons who may hereafter be duly elected or appointed, qualified and serving as trustees in accordance with the provisions hereof, being hereinafter called “Trustees”) for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth.
UNDERLYING FUNDS TRUST FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 28th, 2006 • Underlying Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into this 28th day of April, 2006, by and among ALTERNATIVE INVESTMENT PARTNERS, LLC, a Delaware limited company (the “Adviser”), UNDERLYING FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 28th, 2006 • Underlying Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into this 28th day of April, 2006, by and among ALTERNATIVE INVESTMENT PARTNERS, LLC, a Delaware limited company (the “Adviser”), UNDERLYING FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
DRAFT DATED APRIL 24, 2006Custody Agreement • April 28th, 2006 • Underlying Funds Trust • New York
AGREEMENT, dated as of April ___, 2006 by and between UNDERLYING TRUST FUND (the “Trust”), a statutory trust organized and existing under the laws of the State of Delaware, acting with respect to and on behalf of each of the series of the Trust (each, a "Series") that are identified on Exhibit A hereto, as such Exhibit A may be revised or supplemented from time to time as agreed in writing by the parties hereto, and CUSTODIAL TRUST COMPANY, a bank organized and existing under the laws of the State of New Jersey (the "Custodian").
PORTFOLIO RESEARCH CONSULTANT AGREEMENTPortfolio Research Consultant Agreement • April 28th, 2006 • Underlying Funds Trust • New York
THIS AGREEMENT is made and entered into as of this 28th day of April, 2006, by and between Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), the Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and Trust Advisors LLC, a Delaware limited liability company (the “PRC”) regarding each series of the Trust (the “Funds”).
LOAN AND PLEDGE AGREEMENTLoan and Pledge Agreement • April 28th, 2006 • Underlying Funds Trust • New York
AGREEMENT dated as of April __, 2006, between CUSTODIAL TRUST COMPANY ("Bank"), a bank and trust company organized and existing under the laws of the State of New Jersey, and UNDERLYING FUNDS TRUST (the “Trust"), a statutory trust organized and existing under the laws of the State of Delaware and registered under the Investment Company Act of 1940, acting with respect to the one or more series of the Trust (each a "Series") set forth on Schedule A hereto (which Schedule may be supplemented or revised at any time as agreed by both parties hereto in writing).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2006 • Underlying Funds Trust • New York
THIS AGREEMENT is made and entered into as of this 28th day of April, 2006 by and between Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”) and the Underlying Funds Trust, a Delaware statutory trust (the “Trust”), regarding each series of the Trust (the “Funds”).
OPERATING SERVICES AGREEMENTOperating Services Agreement • April 28th, 2006 • Underlying Funds Trust • New York
THIS AGREEMENT is made and entered into as of this 28th day of April, 2006, by and between Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”) and the Underlying Funds Trust, a Delaware statutory trust (the “Trust”), regarding each series of the Trust (the “Funds”).
