SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 30th, 2008 • Underlying Funds Trust • New York
THIS AGREEMENT is made and entered into as of this 1st day of May, 2006, by and among Alternative Investment Partners, LLC, a Delaware limited liability company (the “Advisor”), Seagate Global Advisors, LLC, a California limited liability company (the “Sub-Advisor”), and the Underlying Funds Trust, a Delaware statutory trust (the “Trust”) on behalf of its series, Global Hedged Income - 1 (the “Fund”).
UNDERLYING FUNDS TRUST FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 30th, 2008 • Underlying Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into this 28th day of April, 2006, by and among ALTERNATIVE INVESTMENT PARTNERS, LLC, a Delaware limited company (the “Adviser”), UNDERLYING FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 30th, 2008 • Underlying Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into this 28th day of April, 2006, by and among ALTERNATIVE INVESTMENT PARTNERS, LLC, a Delaware limited company (the “Adviser”), UNDERLYING FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
CUSTODY AGREEMENTCustody Agreement • April 30th, 2008 • Underlying Funds Trust • New York
AGREEMENT, dated as of April 28, 2006 by and between UNDERLYING FUNDS TRUST (the “Trust”), a statutory trust organized and existing under the laws of the State of Delaware, acting with respect to and on behalf of each of the series of the Trust (each, a "Series") that are identified on Exhibit A hereto, as such Exhibit A may be revised or supplemented from time to time as agreed in writing by the parties hereto, and CUSTODIAL TRUST COMPANY, a bank organized and existing under the laws of the State of New Jersey ("Custodian").
LOAN AND PLEDGE AGREEMENTLoan and Pledge Agreement • April 30th, 2008 • Underlying Funds Trust • New York
AGREEMENT dated as of April 28, 2006, between CUSTODIAL TRUST COMPANY ("Bank"), a bank and trust company organized and existing under the laws of the State of New Jersey, and UNDERLYING FUNDS TRUST (the “Trust"), a statutory trust organized and existing under the laws of the State of Delaware and registered under the Investment Company Act of 1940, acting with respect to the one or more series of the Trust (each a "Series") set forth on Schedule A hereto (which Schedule may be supplemented or revised at any time as agreed by both parties hereto in writing).
UNDERLYING FUNDS TRUST FIRST AMENDMENT TO THE SELLING AGENT AGREEMENTSelling Agent Agreement • April 30th, 2008 • Underlying Funds Trust
THIS FIRST AMENDMENT dated as of the 12th day of April, 2007, to the Selling Agent Agreement, dated as of April 28, 2006 (the “Agreement”), is entered by and between Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and Quasar Distributors, LLC, a Delaware limited liability company (“the Selling Agent”).
UNDERLYING FUNDS TRUST SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 30th, 2008 • Underlying Funds Trust
THIS SECOND AMENDMENT dated as of the 21st of April, 2008, to the Fund Administration Servicing Agreement, dated as of April 28, 2006, as amended April 12, 2007 (the “Agreement”), is entered into by and among Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST FIRST AMENDMENT TO THE LOAN AND PLEDGE AGREEMENTLoan and Pledge Agreement • April 30th, 2008 • Underlying Funds Trust
THIS FIRST AMENDMENT dated as of the 28th day of April, 2008, to the Loan and Pledge Agreement, dated as of April 28, 2006 (the “Agreement”), is entered into by and among Underlying Funds Trust, a Delaware statutory trust (the “Trust”), and Custodial Trust Company, a bank and trust company organized and existing under the laws of the State of New Jersey (“Bank”).
UNDERLYING FUNDS TRUST FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 30th, 2008 • Underlying Funds Trust
THIS FIRST AMENDMENT dated as of the 12th day of April, 2007, to the Fund Accounting Servicing Agreement, dated as of April 28, 2006 (the “Agreement”), is entered by and among Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST FIRST AMENDMENT TO THE OPERATING SERVICES AGREEMENTOperating Services Agreement • April 30th, 2008 • Underlying Funds Trust
THIS FIRST AMENDMENT dated as of the 21st day of April, 2008, to the Operating Services Agreement, dated as of April 28, 2006 (the “Agreement”), is entered into by and between Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”) and the Underlying Funds Trust, a Delaware statutory trust (the “Trust”), regarding each series of the Trust (the “Funds”).
UNDERLYING FUNDS TRUST SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 30th, 2008 • Underlying Funds Trust
THIS SECOND AMENDMENT dated as of the 21st day of April, 2008, to the Fund Accounting Servicing Agreement, dated as of April 28, 2006, as amended April 12, 2007 (the “Agreement”), is entered into by and among Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST SECOND AMENDMENT TO THE SELLING AGENT AGREEMENTSelling Agent Agreement • April 30th, 2008 • Underlying Funds Trust
THIS SECOND AMENDMENT dated as of the 21st day of April, 2008, to the Selling Agent Agreement, dated as of April 28, 2006, as amended April 12, 2007 (the “Agreement”), is entered into by and between Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and Quasar Distributors, LLC, a Delaware limited liability company (“the Selling Agent”).
UNDERLYING FUNDS TRUST FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • April 30th, 2008 • Underlying Funds Trust
THIS FIRST AMENDMENT dated as of the 28th day of April, 2008, to the Custody Agreement, dated as of April 28, 2006 (the “Agreement”), is entered into by and among Underlying Funds Trust, a Delaware statutory trust (the “Trust”), and Custodial Trust Company, a bank organized and existing under the laws of the State of New Jersey (“Custodian”).
UNDERLYING FUNDS TRUST FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 30th, 2008 • Underlying Funds Trust
THIS FIRST AMENDMENT dated as of the 12th of April, 2007, to the Fund Administration Servicing Agreement, dated as of April 28, 2006 (the “Agreement”), is entered by and among Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST SELLING AGENT AGREEMENTSelling Agent Agreement • April 30th, 2008 • Underlying Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 28th day of April, 2006, by and between UNDERLYING FUNDS TRUST, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Selling Agent”). ALTERNATIVE INVESTMENT PARTNERS, LLC, a Delaware limited liability company and the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 5 only.
