FORM OF TRADING AGREEMENTForm of Trading Agreement • April 9th, 2012 • Underlying Funds Trust • Delaware
THIS AGREEMENT is made and entered into as of this ___ day of _________, 2011, by and among Hatteras Alternative Mutual Funds, LLC, a Delaware limited liability company (the “Advisor”), ________________, a [Delaware limited liability company] (the “Trader”), and the Underlying Funds Trust, a Delaware statutory trust (the “Trust”) on behalf of the Managed Futures Portfolio (the “Fund”).
CUSTODIAN AGREEMENTCustodian Agreement • April 9th, 2012 • Underlying Funds Trust • Massachusetts
This Custodian Agreement (the “Agreement”) is dated as of this 16th day of August, 2011 and is by and between U.S. BANK NATIONAL ASSOCIATION, a national banking association (“Custodian”), and UNDERLYING FUNDS TRUST, a Delaware statutory trust (the “Trust”) on behalf of Relative Value Fund (the “Fund”).
PRIVATE INVESTMENT COMPANY CUSTODIAN AGREEMENTPrivate Investment Company • April 9th, 2012 • Underlying Funds Trust • Minnesota
Addendum to Sub-Advisory Agreement By and Among Hatteras Alternative Mutual Funds, LLC, [Insert Name of Sub-Advisor] and the Underlying Funds TrustSub-Advisory Agreement • April 9th, 2012 • Underlying Funds Trust • Delaware
This “Addendum,” effective as of ____________ __, 2011, amends and supplements the Sub-Advisory Agreement (the “Agreement”) dated _________ __, 20[10] by and among Hatteras Alternative Mutual Funds, LLC, a Delaware limited liability company (the “Advisor”), [Insert Name of Sub-Advisor], a [Delaware limited liability company] (the “Sub-Advisor”), and the Underlying Funds Trust, a Delaware statutory trust (the “Trust”) on behalf of such series as designated by the Advisor (the “Fund”). Should any term or provision of the Agreement conflict with an express term or provision of this Addendum, the terms and provisions of this Addendum shall govern. Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Agreement.
