0000894189-13-006823 Sample Contracts

TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT with PT ASSET MANAGEMENT, LLC
Investment Advisory Agreement • December 16th, 2013 • Trust for Professional Managers • Delaware

THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 11th day of December, 2013, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (each, a “Fund,” and together, the “Funds”), and PT Asset Management, LLC (hereinafter called the “Adviser”).

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TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT with PT ASSET MANAGEMENT, LLC
Operating Expense Limitation Agreement • December 16th, 2013 • Trust for Professional Managers • Delaware

THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 11th day of December, 2013, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of the series of the Trust listed in Schedule A hereto, as may be amended from time to time (each, a “Fund,” and together, the “Funds”), and the investment adviser to the Funds, PT Asset Management, LLC (the “Adviser”), a Illinois limited liability company.

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