0000894189-15-004995 Sample Contracts

USA MUTUALS SUB-ADVISORY AGREEMENT
Sub-Advisory Agreement • September 28th, 2015 • Usa Mutuals • Texas

This SUB-ADVISORY AGREEMENT (the “Agreement”) is entered into as of the 24th day of August, 2015 by and between USA Mutuals Advisors, Inc., a Texas corporation (the “Advisor”), and WaveFront Capital Management, LP, a Delaware limited partnership (the “Sub-advisor”) (and together referred to herein as the “parties”).

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SECOND AMENDMENT TO THE USA MUTUALS AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENT with USA MUTUALS ADVISORS, INC.
Expense Waiver and Reimbursement Agreement • September 28th, 2015 • Usa Mutuals

THIS SECOND AMENDMENT dated as of August 24, 2015, to the Amended and Restated Expense Limitation Agreement, dated as of July 29, 2014 (the “Agreement”), is entered into by and between USA MUTUALS (the “Trust”), on behalf of the series of the Trust as indicated on Amended Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and USA Mutuals Advisors, Inc. (hereinafter called the “Adviser”).

SECOND AMENDMENT TO THE USA MUTUALS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT with USA MUTUALS ADVISORS, INC.
Investment Advisory Agreement • September 28th, 2015 • Usa Mutuals

THIS SECOND AMENDMENT dated as of August 24, 2015, to the Amended and Restated Investment Advisory Agreement, dated as of July 29, 2014 (the “Agreement”), is entered into by and between USA MUTUALS (the “Trust”), on behalf of the series of the Trust as indicated on Amended Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and USA Mutuals Advisors, Inc. (hereinafter called the “Adviser”).

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