0000894189-15-006616 Sample Contracts

THIRD AMENDMENT TO THE USA MUTUALS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT with USA MUTUALS ADVISORS, INC.
Investment Advisory Agreement • December 29th, 2015 • Usa Mutuals

THIS THIRD AMENDMENT dated as of December 11, 2015, to the Amended and Restated Investment Advisory Agreement, dated as of July 29, 2014 (the “Agreement”), is entered into by and between USA MUTUALS (the “Trust”), on behalf of the series of the Trust as indicated on Amended Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and USA Mutuals Advisors, Inc. (hereinafter called the “Adviser”).

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THIRD AMENDMENT TO THE USA MUTUALS AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENT with USA MUTUALS ADVISORS, INC.
Expense Waiver and Reimbursement Agreement • December 29th, 2015 • Usa Mutuals

THIS THIRD AMENDMENT dated as of December 11, 2015, to the Amended and Restated Expense Limitation Agreement, dated as of July 29, 2014 (the “Agreement”), is entered into by and between USA MUTUALS (the “Trust”), on behalf of the series of the Trust as indicated on Amended Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and USA Mutuals Advisors, Inc. (hereinafter called the “Adviser”).

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