OPERATING EXPENSE LIMITATION AGREEMENTHotchkis and Wiley Funds Operating Expense Limitation Agreement • August 29th, 2016 • Hotchkis & Wiley Funds /De/ • Delaware
Contract Type FiledAugust 29th, 2016 Company JurisdictionTHIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of July, 2016 by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A below (each, a “Fund” and collectively, the “Funds”), and HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”).
HOTCHKIS AND WILEY FUNDS AMENDMENT NO. 1 TO THE INVESTMENT ADVISORY AGREEMENTThe Investment Advisory Agreement • August 29th, 2016 • Hotchkis & Wiley Funds /De/
Contract Type FiledAugust 29th, 2016 CompanyTHIS AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT is made as of July 1, 2016, by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the “Trust”), on behalf of the Hotchkis and Wiley Small Cap Diversified Value Fund (the “Fund”), and HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”).