SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 16th, 2016 • Trust for Advisor Solutions • Delaware
THIS AGREEMENT is made and entered into as of [ ], 2016, by and among Hatteras Funds, LP, a Delaware limited partnership (formerly a Delaware limited liability company known as Hatteras Funds, LLC) (the “Advisor”), Coe Capital Management, LLC, an Illinois limited liability company (the “Sub-Advisor”), and the Trust for Advisor Solutions, a Delaware statutory trust (the “Trust”) on behalf of such series as designated by the Advisor (the “Fund”).
Form of APPENDIX A to INVESTMENT ADVISORY AGREEMENT As Amended [ ] Separate Series of Trust for Advisor SolutionsInvestment Advisory Agreement • September 16th, 2016 • Trust for Advisor Solutions
TRUST FOR ADVISOR SOLUTIONS By: ___________________________________ Name: Gregory C. Bakken Title: President HATTERAS FUNDS, LP By: ___________________________________ Name: R. Lance Baker Title: Chief Financial Officer
September [ ], 2016Agreement and Plan of Reorganization • September 16th, 2016 • Trust for Advisor Solutions
Form of APPENDIX A to OPERATING EXPENSES LIMITATION AGREEMENT As Amended [ ] Separate Series of Trust for Advisor SolutionsOperating Expense Limitation Agreement • September 16th, 2016 • Trust for Advisor Solutions
TRUST FOR ADVISOR SOLUTIONS By: ______________________________ Name: Gregory C. Bakken Title: President HATTERAS FUNDS, LP By: ______________________________ Name: R. Lance Baker Title: Chief Financial Officer
Drinker Biddle & Reath LLP One Logan Square, Ste. 2000 Philadelphia, PA 19103Agreement and Plan of Reorganization • September 16th, 2016 • Trust for Advisor Solutions
RE: Agreement and Plan of Reorganization by and among Underlying Funds Trust, Trust for Advisor Solutions, and Hatteras Funds, LP
