USA MUTUALS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 28th, 2016 • Usa Mutuals • Texas
This SUB-ADVISORY AGREEMENT (the “Agreement”) is entered into as of the 5th day of December, 2016 by and between USA Mutuals Advisors, Inc., a Texas corporation (the “Advisor”), and Carbon Beach Asset Management, LLC, a California limited liability company (the “Sub-advisor”) (and together with the Advisor, referred to herein as the “parties”).
FOURTH AMENDMENT TO THE USA MUTUALS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT with USA MUTUALS ADVISORS, INC.Investment Advisory Agreement • December 28th, 2016 • Usa Mutuals
THIS FOURTH AMENDMENT dated as of December 5, 2016, to the Amended and Restated Investment Advisory Agreement, dated as of July 29, 2014 (the “Agreement”), is entered into by and between USA MUTUALS (the “Trust”), on behalf of the series of the Trust as indicated on Amended Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and USA Mutuals Advisors, Inc. (hereinafter called the “Adviser”).
