INVESTMENT ADVISORY AGREEMENT with CONVERGENCE INVESTMENT PARTNERS, LLCInvestment Advisory Agreement • March 28th, 2019 • Trust for Professional Managers • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 1st day of November, 2018, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (each a “Fund” and collectively, the “Funds”), and Convergence Investment Partners, LLC (hereinafter called the “Adviser”), the investment adviser for the Funds.
OPERATING EXPENSE LIMITATION AGREEMENT with CONVERGENCE INVESTMENT PARTNERS, LLCOperating Expense Limitation Agreement • March 28th, 2019 • Trust for Professional Managers • Wisconsin
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of November, 2018, by and between Trust for Professional Managers (the “Trust”), on behalf of the series of the Trust as listed in Schedule A attached hereto, which may be amended from time to time (each, a “Fund, and collectively, the “Funds”), and Convergence Investment Partners, LLC, the investment adviser to the Funds (the “Adviser”).
FIFTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 28th, 2019 • Trust for Professional Managers
THIS FIFTH AMENDMENT dated as of October 26, 2018, to the Fund Administration Servicing Agreement, dated as of October 23, 2009, as amended January 24, 2013, October 24, 2013, October 22, 2015 and February 16, 2017 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the “Trust”) on behalf of the Convergence Core Plus Fund, the Convergence Opportunities Fund and the Convergence Market Neutral Fund (the “Funds”) and U.S. BANCORP FUND SERVICES, LLC DOING BUSINESS AS U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services” or “USBGFS”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 28th, 2019 • Trust for Professional Managers
